| 1 |
Saba Capital Management, L.P. |
1,883,734 |
16,483,000 |
38.90% |
|
|
| 2 |
Bulldog Investors, LLP |
496,839 |
4,347,000 |
10.26% |
|
|
| 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
438,194 |
3,834,000 |
9.05% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
381,278 |
3,336,000 |
7.87% |
|
|
| 5 |
Invesco Ltd. |
335,930 |
2,940,000 |
6.94% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
284,854 |
2,492,000 |
5.88% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
225,321 |
1,972,000 |
4.65% |
|
|
| 8 |
UBS Group AG |
160,407 |
1,404,000 |
3.31% |
|
|
| 9 |
MORGAN STANLEY |
118,790 |
1,040,000 |
2.45% |
|
|
| 10 |
CREDIT SUISSE AG/ |
105,770 |
925,000 |
2.18% |
|
|
| 11 |
CITIGROUP INC |
60,653 |
531,000 |
1.25% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
47,816 |
418,000 |
0.99% |
|
PRN |
| 13 |
Cetera Advisors LLC |
37,291 |
329,000 |
0.78% |
|
|
| 14 |
LPL Financial LLC |
37,055 |
326,000 |
0.77% |
|
|
| 15 |
DUNCKER STREETT & CO INC |
36,660 |
321,000 |
0.76% |
|
|
| 16 |
MSI Financial Services Inc |
33,600 |
294,000 |
0.69% |
|
|
| 17 |
Round Table Services, LLC |
21,200 |
186,000 |
0.44% |
|
|
| 18 |
GUGGENHEIM CAPITAL LLC |
19,462 |
170,000 |
0.40% |
|
|
| 19 |
Janney Montgomery Scott LLC |
18,797 |
164,000 |
0.39% |
|
|
| 20 |
OPPENHEIMER & CO INC |
17,093 |
149,000 |
0.35% |
|
|
| 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
14,000 |
123,000 |
0.29% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
11,243 |
119,000 |
0.28% |
|
|
| 23 |
ROYAL BANK OF CANADA |
12,447 |
109,000 |
0.26% |
|
|
| 24 |
Sigma Planning Corp |
11,225 |
98,000 |
0.23% |
|
|
| 25 |
GOLDMAN SACHS GROUP INC |
10,798 |
94,000 |
0.22% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
10,128 |
89,000 |
0.21% |
|
|
| 27 |
PANAGORA ASSET MANAGEMENT INC |
2,617 |
23,000 |
0.05% |
|
|
| 28 |
Winslow, Evans & Crocker, Inc. |
2,216 |
19,382 |
0.05% |
|
|
| 29 |
Advisors Asset Management, Inc. |
934 |
8,000 |
0.02% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
750 |
7,000 |
0.02% |
|
|
| 31 |
REILLY FINANCIAL ADVISORS, LLC |
700 |
6,000 |
0.01% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
458 |
4,008 |
0.01% |
|
|
| 33 |
Community Bank, N.A. |
500 |
4,000 |
0.01% |
|
|
| 34 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
222 |
2,000 |
0.00% |
|
|
| 35 |
MUFG Americas Holdings Corp |
241 |
2,000 |
0.00% |
|
|
| 36 |
Creative Planning |
86 |
1,000 |
0.00% |
|
|
| 37 |
NORTHERN TRUST CORP |
13,300 |
1,000 |
0.00% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
40 |
0 |
0.00% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
6 |
0 |
0.00% |
|
|
