| 1 |
Saba Capital Management, L.P. |
1,992,959 |
19,252,000 |
50.18% |
|
|
| 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
417,182 |
4,030,000 |
10.50% |
|
|
| 3 |
Invesco Ltd. |
374,498 |
3,618,000 |
9.43% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
319,201 |
3,083,000 |
8.04% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
199,681 |
1,929,000 |
5.03% |
|
|
| 6 |
MORGAN STANLEY |
109,615 |
1,058,000 |
2.76% |
|
|
| 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
74,000 |
712,000 |
1.86% |
|
|
| 8 |
CORNERSTONE ADVISORS INC |
66,017 |
638,000 |
1.66% |
|
|
| 9 |
LPL Financial LLC |
54,264 |
521,000 |
1.36% |
|
|
| 10 |
DUNCKER STREETT & CO INC |
44,255 |
428,000 |
1.12% |
|
|
| 11 |
Raymond James Financial Services Advisors, Inc. |
42,810 |
414,000 |
1.08% |
|
|
| 12 |
CITIGROUP INC |
41,535 |
402,000 |
1.05% |
|
|
| 13 |
OPPENHEIMER & CO INC |
36,793 |
355,000 |
0.93% |
|
|
| 14 |
MSI Financial Services Inc |
36,600 |
354,000 |
0.92% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
34,347 |
332,000 |
0.87% |
|
|
| 16 |
GEODE CAPITAL MANAGEMENT, LLC |
33,773 |
326,000 |
0.85% |
|
PRN |
| 17 |
Janney Montgomery Scott LLC |
21,537 |
208,047 |
0.54% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13,943 |
135,000 |
0.35% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
13,202 |
127,000 |
0.33% |
|
|
| 20 |
ROYAL BANK OF CANADA |
12,749 |
123,000 |
0.32% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
11,150 |
107,000 |
0.28% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
10,137 |
98,000 |
0.26% |
|
|
| 23 |
UBS AG |
3,364 |
33,000 |
0.09% |
|
|
| 24 |
Winslow, Evans & Crocker, Inc. |
2,216 |
21,398 |
0.06% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,169 |
11,293 |
0.03% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
1,100 |
11,000 |
0.03% |
|
|
| 27 |
PRIVATE TRUST CO NA |
1,150 |
11,000 |
0.03% |
|
|
| 28 |
Advisors Asset Management, Inc. |
968 |
9,000 |
0.02% |
|
|
| 29 |
COMMUNITY FINANCIAL SYSTEM, INC. |
500 |
5,000 |
0.01% |
|
|
| 30 |
TRUST CO OF VERMONT |
545 |
5,000 |
0.01% |
|
|
| 31 |
Creative Planning |
200 |
2,000 |
0.01% |
|
|
| 32 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
222 |
2,000 |
0.01% |
|
|
| 33 |
MUFG Americas Holdings Corp |
148 |
1,000 |
0.00% |
|
|
| 34 |
NORTHERN TRUST CORP |
13,000 |
1,000 |
0.00% |
|
|
| 35 |
ENVESTNET ASSET MANAGEMENT INC |
0 |
0 |
0.00% |
|
|
