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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 26 Institutional holders with a total value of $17,233,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 10 0 0.00%
3 Lenox Wealth Management, Inc. 196 4,000 0.02%
4 CREATIVE FINANCIAL DESIGNS INC /ADV 325 7,000 0.04%
5 Ironwood Financial, llc 350 8,000 0.05%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 425 9,000 0.05%
7 PNC FINANCIAL SERVICES GROUP, INC. 500 11,000 0.06%
8 JPMORGAN CHASE & CO 745 16,000 0.09%
9 NEXT Financial Group, Inc 1,115 24,000 0.14%
10 OLD SECOND NATIONAL BANK OF AURORA 1,500 32,000 0.19%
11 ADVISOR GROUP, INC. 2,633 57,000 0.33%
12 ROYAL BANK OF CANADA 8,066 175,000 1.02%
13 MSI Financial Services Inc 8,948 193,000 1.12%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,800 342,000 1.98% Put
15 FORTE CAPITAL LLC /ADV 16,530 357,000 2.07%
16 OLD MISSION CAPITAL, LLC 21,040 455,000 2.64%
17 UBS Group AG 25,113 543,000 3.15%
18 Janney Montgomery Scott LLC 33,648 727,000 4.22%
19 JANE STREET GROUP, LLC 36,367 786,000 4.56%
20 WELLS FARGO & COMPANY/MN 37,642 814,000 4.72%
21 LPL Financial LLC 37,618 821,000 4.76%
22 BANK OF AMERICA CORP /DE/ 96,843 2,094,000 12.15%
23 GOLDMAN SACHS GROUP INC 101,211 2,188,000 12.70%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 101,521 2,195,000 12.74%
25 CITADEL ADVISORS LLC 116,109 2,510,000 14.57%
26 MORGAN STANLEY 132,456 2,865,000 16.63%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.