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NEOVASC INC
NEOVASC INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 12 Institutional holders with a total value of $75,240,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital World Investors 4,277,000 26,655,000 35.43%
2 GAGNON SECURITIES LLC 3,368,864 20,988,000 27.89%
3 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,921,192 12,776,000 16.98%
4 Gagnon Advisors, LLC 1,976,064 12,320,000 16.37%
5 ROYCE & ASSOCIATES LP 275,000 1,714,000 2.28%
6 Eagle Ridge Investment Management 42,700 267,000 0.35%
7 Geduld E E 35,000 219,000 0.29%
8 Nadler Financial Group, Inc. 19,000 119,000 0.16%
9 BANK OF MONTREAL /CAN/ 15,000 94,000 0.12%
10 FIRST MANHATTAN CO. LLC. 10,000 62,000 0.08%
11 ROYAL BANK OF CANADA 3,910 24,000 0.03%
12 Tower Research Capital LLC (TRC) 400 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.