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NEOVASC INC
NEOVASC INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 28 Institutional holders with a total value of $191,255,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 9,959,148 68,121,000 35.62%
2 Capital World Investors 4,750,736 31,022,000 16.22%
3 Capital Research Global Investors 2,993,866 20,478,000 10.71%
4 HIGHLAND CAPITAL MANAGEMENT LP 2,053,306 14,044,000 7.34%
5 ALLIANCEBERNSTEIN L.P. 2,052,822 14,041,000 7.34%
6 GAGNON SECURITIES LLC 1,889,633 12,925,000 6.76%
7 FEDERATED HERMES, INC. 1,347,911 9,220,000 4.82%
8 Gagnon Advisors, LLC 1,294,219 8,852,000 4.63%
9 Visium Asset Management, LP 851,700 5,826,000 3.05%
10 Alyeska Investment Group, L.P. 404,598 2,767,000 1.45%
11 BAILARD, INC. 152,970 1,046,000 0.55%
12 Candriam S.C.A. 77,000 527,000 0.28%
13 MILLENNIUM MANAGEMENT LLC 66,704 456,000 0.24%
14 Sterling Capital Management LLC 66,017 452,000 0.24%
15 M&T BANK CORP 45,783 313,000 0.16%
16 ROYCE & ASSOCIATES LP 40,000 274,000 0.14%
17 Geduld E E 25,000 171,000 0.09%
18 GEODE CAPITAL MANAGEMENT, LLC 20,020 136,000 0.07%
19 Eagle Ridge Investment Management 19,800 135,000 0.07%
20 MORGAN STANLEY 18,500 127,000 0.07%
21 Commonwealth Equity Services, Inc 14,200 97,000 0.05%
22 BAMCO INC /NY/ 11,660 80,000 0.04%
23 FIRST MANHATTAN CO. LLC. 10,000 68,000 0.04%
24 ROYAL BANK OF CANADA 5,947 41,000 0.02%
25 Tower Research Capital LLC (TRC) 3,649 25,000 0.01%
26 UBS Group AG 1,240 8,000 0.00%
27 Walleye Trading LLC 300 2,000 0.00%
28 CITIGROUP INC 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.