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NEOVASC INC
NEOVASC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 26 Institutional holders with a total value of $125,245,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 10,025,511 42,809,000 34.18%
2 Capital World Investors 5,084,293 21,443,000 17.12%
3 Capital Research Global Investors 3,002,195 12,819,000 10.24%
4 ALLIANCEBERNSTEIN L.P. 2,204,911 9,217,000 7.36%
5 GAGNON SECURITIES LLC 2,056,594 8,597,000 6.86%
6 HIGHLAND CAPITAL MANAGEMENT LP 1,881,055 8,032,000 6.41%
7 FEDERATED HERMES, INC. 1,347,911 5,756,000 4.60%
8 Visium Asset Management, LP 1,312,968 5,606,000 4.48%
9 Gagnon Advisors, LLC 1,294,219 5,410,000 4.32%
10 BAILARD, INC. 529,250 2,212,000 1.77%
11 Alyeska Investment Group, L.P. 479,103 2,003,000 1.60%
12 Candriam S.C.A. 102,000 429,000 0.34%
13 Sterling Capital Management LLC 59,179 247,000 0.20%
14 M&T BANK CORP 39,487 169,000 0.13%
15 ROCKEFELLER FINANCIAL SERVICES INC 37,119 155,000 0.12%
16 GEODE CAPITAL MANAGEMENT, LLC 25,929 110,000 0.09%
17 Commonwealth Equity Services, Inc 15,400 64,000 0.05%
18 DENVER INVESTMENT ADVISORS LLC 14,022 60,000 0.05%
19 PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,648 57,000 0.05%
20 ROYAL BANK OF CANADA 6,485 27,000 0.02%
21 ROYCE & ASSOCIATES LP 3,400 14,000 0.01%
22 UBS Group AG 1,568 7,000 0.01%
23 Tower Research Capital LLC (TRC) 100 1,000 0.00%
24 TORONTO DOMINION BANK 142 1,000 0.00%
25 MORGAN STANLEY 93 0 0.00%
26 CITIGROUP INC 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.