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NEOVASC INC
NEOVASC INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $150,184,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 9,959,148 49,198,000 32.76%
2 Capital World Investors 4,750,736 24,766,000 16.49%
3 Capital Research Global Investors 3,002,195 14,831,000 9.88%
4 HIGHLAND CAPITAL MANAGEMENT LP 2,153,849 10,640,000 7.08%
5 ALLIANCEBERNSTEIN L.P. 2,098,378 10,303,000 6.86%
6 GAGNON SECURITIES LLC 1,873,318 9,198,000 6.12%
7 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,276,651 6,820,000 4.54%
8 FEDERATED HERMES, INC. 1,347,911 6,659,000 4.43%
9 Gagnon Advisors, LLC 1,294,219 6,355,000 4.23%
10 Visium Asset Management, LP 998,275 4,931,000 3.28%
11 Alyeska Investment Group, L.P. 444,413 2,182,000 1.45%
12 BAILARD, INC. 309,250 1,518,000 1.01%
13 ROYCE & ASSOCIATES LP 193,979 958,000 0.64%
14 Candriam S.C.A. 77,000 410,000 0.27%
15 Sterling Capital Management LLC 60,586 297,000 0.20%
16 MORGAN STANLEY 59,588 293,000 0.20%
17 MILLENNIUM MANAGEMENT LLC 46,999 231,000 0.15%
18 M&T BANK CORP 41,015 203,000 0.14%
19 GEODE CAPITAL MANAGEMENT, LLC 22,951 113,000 0.08%
20 Commonwealth Equity Services, Inc 16,900 83,000 0.06%
21 Geduld E E 15,000 74,000 0.05%
22 DENVER INVESTMENT ADVISORS LLC 12,832 63,000 0.04%
23 ROYAL BANK OF CANADA 5,910 29,000 0.02%
24 Tower Research Capital LLC (TRC) 3,521 17,000 0.01%
25 UBS Group AG 2,480 12,000 0.01%
26 CITIGROUP INC 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.