| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 13 | 0 | 0.00% | ||
| 2 | Creative Planning | 60 | 1,000 | 0.01% | ||
| 3 | CAPTRUST FINANCIAL ADVISORS | 231 | 4,000 | 0.02% | ||
| 4 | DEUTSCHE BANK AG\ | 400 | 6,000 | 0.04% | ||
| 5 | WFG Advisors, LP | 1,000 | 16,000 | 0.10% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 1,174 | 19,000 | 0.12% | ||
| 7 | IFP ADVISORS, INC | 1,575 | 25,000 | 0.15% | ||
| 8 | SIGNATUREFD, LLC | 2,548 | 40,000 | 0.24% | ||
| 9 | BRUDERMAN ASSET MANAGEMENT, LLC | 5,100 | 80,000 | 0.49% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,500 | 118,000 | 0.72% | ||
| 11 | ROYAL BANK OF CANADA | 7,704 | 121,000 | 0.74% | ||
| 12 | LPL Financial LLC | 10,312 | 158,000 | 0.96% | ||
| 13 | SG Americas Securities, LLC | 10,318 | 163,000 | 0.99% | ||
| 14 | Cetera Advisor Networks LLC | 10,552 | 168,000 | 1.02% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 11,561 | 183,000 | 1.12% | ||
| 16 | BAIRD FINANCIAL GROUP, INC. | 11,826 | 186,000 | 1.13% | ||
| 17 | CORNERSTONE ADVISORS INC | 12,244 | 193,000 | 1.18% | ||
| 18 | First Allied Advisory Services, Inc. | 12,500 | 200,000 | 1.22% | ||
| 19 | DOLIVER ADVISORS, LP | 15,218 | 240,000 | 1.46% | ||
| 20 | WELLS FARGO & COMPANY/MN | 15,865 | 250,000 | 1.52% | ||
| 21 | UBS Group AG | 16,472 | 260,000 | 1.58% | ||
| 22 | CLOUGH CAPITAL PARTNERS L P | 20,400 | 322,000 | 1.96% | ||
| 23 | Karpus Management, Inc. | 25,654 | 405,000 | 2.47% | ||
| 24 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 36,970 | 583,000 | 3.55% | ||
| 25 | CITIGROUP INC | 41,442 | 654,000 | 3.99% | ||
| 26 | CSS LLC/IL | 46,211 | 729,000 | 4.44% | ||
| 27 | RELATIVE VALUE PARTNERS GROUP, LLC | 53,389 | 842,000 | 5.13% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 54,213 | 855,000 | 5.21% | ||
| 29 | Curi Capital, LLC | 54,199 | 855,000 | 5.21% | ||
| 30 | Shaker Financial Services, LLC | 76,103 | 1,200,000 | 7.31% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 150,558 | 2,374,000 | 14.47% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 162,323 | 2,560,000 | 15.60% | PRN | |
| 33 | MORGAN STANLEY | 164,626 | 2,596,000 | 15.82% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
