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GUGGENHEIM ENHANCED EQUITY S
GUGGENHEIM ENHANCED EQUITY S. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $17,602,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 7 0 0.00%
2 WFG Advisors, LP 9 0 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 80 1,000 0.01%
4 CAPTRUST FINANCIAL ADVISORS 231 4,000 0.02%
5 Creative Planning 540 9,000 0.05%
6 CITIGROUP INC 1,076 17,000 0.10%
7 GUGGENHEIM CAPITAL LLC 1,174 19,000 0.11%
8 IFP ADVISORS, INC 1,575 25,000 0.14%
9 BRUDERMAN ASSET MANAGEMENT, LLC 2,340 38,000 0.22%
10 JNBA Financial Advisors 2,548 41,000 0.23%
11 SIGNATUREFD, LLC 2,548 41,000 0.23%
12 ROYAL BANK OF CANADA 4,204 67,000 0.38%
13 ADVISOR GROUP, INC. 4,570 74,000 0.42%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,800 109,000 0.62%
15 RAYMOND JAMES & ASSOCIATES 11,328 182,000 1.03%
16 First Allied Advisory Services, Inc. 13,507 217,000 1.23%
17 WELLS FARGO & COMPANY/MN 14,427 231,000 1.31%
18 Cetera Advisor Networks LLC 19,750 317,000 1.80%
19 CLOUGH CAPITAL PARTNERS L P 20,400 327,000 1.86%
20 TELEMUS CAPITAL, LLC 38,000 609,000 3.46%
21 UBS Group AG 44,952 720,000 4.09%
22 CSS LLC/IL 46,211 741,000 4.21%
23 BAIRD FINANCIAL GROUP, INC. 49,600 795,000 4.52%
24 Thomas J. Herzfeld Advisors, Inc. 61,488 986,000 5.60%
25 RELATIVE VALUE PARTNERS GROUP, LLC 65,387 1,048,000 5.95%
26 Shaker Financial Services, LLC 81,057 1,299,000 7.38%
27 BANK OF AMERICA CORP /DE/ 130,574 2,093,000 11.89%
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 136,937 2,196,000 12.48%
29 GUGGENHEIM CAPITAL LLC 167,423 2,684,000 15.25% PRN
30 MORGAN STANLEY 169,168 2,712,000 15.41%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.