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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 19 Institutional holders with a total value of $14,051,670.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 31,400 2,822,000 20.08%
2 BANK OF AMERICA CORP /DE/ 269,103 2,419,000 17.22%
3 MORGAN STANLEY 200,646 1,804,000 12.84%
4 Advisors Asset Management, Inc. 160,619 1,444,000 10.28%
5 WELLS FARGO & COMPANY/MN 126,267 1,135,000 8.08%
6 Invesco Ltd. 100,640 905,000 6.44%
7 NATIONAL PLANNING CORP 83,475 750,000 5.34%
8 RAYMOND JAMES & ASSOCIATES 77,424 696,000 4.95%
9 Commonwealth Equity Services, Inc 72,247 650,000 4.63%
10 LPL Financial LLC 58,048 521,000 3.71%
11 UBS AG 46,537 419,000 2.98%
12 ROYAL BANK OF CANADA 18,294 164,000 1.17%
13 AMERICAN INTERNATIONAL GROUP, INC. 12,978 116,670 0.83%
14 Private Advisor Group, LLC 12,634 114,000 0.81%
15 MSI Financial Services Inc 4,750 43,000 0.31%
16 US BANCORP \DE\ 2,635 24,000 0.17%
17 Tower Research Capital LLC (TRC) 1,397 13,000 0.09%
18 DEUTSCHE BANK AG\ 800 7,000 0.05%
19 TCI Wealth Advisors, Inc. 554 5,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.