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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 26 Institutional holders with a total value of $21,255,595.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 94,211 8,139,000 38.29%
2 BANK OF AMERICA CORP /DE/ 263,941 2,280,000 10.73%
3 MORGAN STANLEY 195,126 1,685,000 7.93%
4 Shaker Financial Services, LLC 152,612 1,319,000 6.21%
5 WOLVERINE ASSET MANAGEMENT LLC 131,346 1,134,000 5.34%
6 Invesco Ltd. 127,558 1,102,000 5.18%
7 Advisors Asset Management, Inc. 120,512 1,041,000 4.90%
8 Commonwealth Equity Services, Inc 83,122 718,000 3.38%
9 NATIONAL PLANNING CORP 83,275 697,012 3.28%
10 RAYMOND JAMES & ASSOCIATES 75,561 653,000 3.07%
11 LPL Financial LLC 63,048 545,000 2.56%
12 UBS Group AG 45,314 392,000 1.84%
13 ROYAL BANK OF CANADA 35,491 306,000 1.44%
14 First Allied Advisory Services, Inc. 33,837 292,000 1.37%
15 WELLS FARGO & COMPANY/MN 22,558 194,000 0.91%
16 DOLIVER ADVISORS, LP 18,656 161,000 0.76%
17 InterOcean Capital, LLC 15,675 135,000 0.64%
18 AMERICAN INTERNATIONAL GROUP, INC. 12,978 112,127 0.53%
19 Private Advisor Group, LLC 12,634 109,000 0.51%
20 MARINER INVESTMENT GROUP LLC 10,800 93,000 0.44%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,692 84,000 0.40%
22 MSI Financial Services Inc 4,750 41,000 0.19%
23 B. Riley Wealth Advisors, Inc. 1,000 9,000 0.04%
24 DEUTSCHE BANK AG\ 800 6,000 0.03%
25 TCI Wealth Advisors, Inc. 568 5,000 0.02%
26 Stratos Wealth Partners, LTD. 400 3,456 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.