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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 25 Institutional holders with a total value of $22,941,175.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 697,314 5,774,000 25.17%
2 Lubar & Co., Inc 41,500 3,312,000 14.44%
3 Invesco Ltd. 320,191 2,651,000 11.56%
4 BANK OF AMERICA CORP /DE/ 318,994 2,641,000 11.51%
5 GUGGENHEIM CAPITAL LLC 294,100 2,435,000 10.61%
6 MORGAN STANLEY 121,317 1,004,000 4.38%
7 BB&T SECURITIES, LLC 113,269 937,000 4.08%
8 Commonwealth Equity Services, Inc 88,770 735,000 3.20%
9 UBS Group AG 73,725 610,000 2.66%
10 CLOUGH CAPITAL PARTNERS L P 65,800 545,000 2.38%
11 RAYMOND JAMES & ASSOCIATES 62,097 514,000 2.24%
12 First Allied Advisory Services, Inc. 41,542 346,000 1.51%
13 ROYAL BANK OF CANADA 34,888 288,000 1.26%
14 LPL Financial LLC 32,100 270,000 1.18%
15 InterOcean Capital, LLC 29,660 246,000 1.07%
16 Private Advisor Group, LLC 18,746 155,000 0.68%
17 Capital Investment Advisors, LLC 13,800 114,000 0.50%
18 Virtu KCG Holdings LLC 12,594 104,000 0.45%
19 AMERICAN INTERNATIONAL GROUP, INC. 11,978 99,175 0.43%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,892 65,000 0.28%
21 MSI Financial Services Inc 5,759 48,000 0.21%
22 WELLS FARGO & COMPANY/MN 4,572 38,000 0.17%
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 589 5,000 0.02%
24 TCI Wealth Advisors, Inc. 601 5,000 0.02%
25 CITIGROUP INC 60 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.