| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BB&T SECURITIES, LLC | 30,955 | 6,803,000 | 16.92% | ||
| 2 | MORGAN STANLEY | 245,070 | 5,386,000 | 13.40% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 241,903 | 5,317,000 | 13.23% | ||
| 4 | UBS AG | 147,554 | 3,243,000 | 8.07% | ||
| 5 | LPL Financial LLC | 124,463 | 2,736,000 | 6.81% | ||
| 6 | Invesco Ltd. | 122,727 | 2,698,000 | 6.71% | PRN | |
| 7 | Cambridge Investment Research Advisors, Inc. | 121,857 | 2,678,000 | 6.66% | ||
| 8 | WELLS FARGO & COMPANY/MN | 116,440 | 2,559,000 | 6.37% | ||
| 9 | NATIONAL PLANNING CORP | 102,245 | 2,247,000 | 5.59% | ||
| 10 | First Allied Advisory Services, Inc. | 91,292 | 2,004,000 | 4.99% | ||
| 11 | ROYAL BANK OF CANADA | 81,760 | 1,797,000 | 4.47% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 38,990 | 857,000 | 2.13% | ||
| 13 | Janney Montgomery Scott LLC | 20,579 | 452,335 | 1.13% | ||
| 14 | WFG Advisors, LP | 20,090 | 442,000 | 1.10% | ||
| 15 | COHEN & STEERS, INC. | 13,385 | 294,000 | 0.73% | ||
| 16 | MSI Financial Services Inc | 6,990 | 154,000 | 0.38% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 5,974 | 131,309 | 0.33% | ||
| 18 | B. Riley Wealth Advisors, Inc. | 5,015 | 110,232 | 0.27% | ||
| 19 | Creative Planning | 3,789 | 83,000 | 0.21% | ||
| 20 | Avior Wealth Management, LLC | 2,550 | 56,000 | 0.14% | ||
| 21 | Gary Goldberg Planning Services Inc | 2,410 | 53,000 | 0.13% | ||
| 22 | DEUTSCHE BANK AG\ | 1,316 | 28,000 | 0.07% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 1,225 | 27,000 | 0.07% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 900 | 19,782 | 0.05% | ||
| 25 | CITIGROUP INC | 376 | 8,000 | 0.02% | ||
| 26 | Regal Investment Advisors LLC | 250 | 5,000 | 0.01% | ||
| 27 | Tower Research Capital LLC (TRC) | 243 | 5,000 | 0.01% | ||
| 28 | THOMPSON DAVIS & CO., INC. | 200 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
