| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 533,691 | 9,681,000 | 21.94% | PRN | |
| 2 | MORGAN STANLEY | 404,187 | 7,332,000 | 16.61% | ||
| 3 | BESSEMER GROUP INC | 254,754 | 4,621,000 | 10.47% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 179,610 | 3,258,000 | 7.38% | ||
| 5 | USCA RIA LLC | 165,570 | 3,003,000 | 6.80% | ||
| 6 | UBS Group AG | 146,852 | 2,664,000 | 6.04% | ||
| 7 | ROYAL BANK OF CANADA | 91,227 | 1,655,000 | 3.75% | ||
| 8 | LPL Financial LLC | 78,978 | 1,445,000 | 3.27% | ||
| 9 | WELLS FARGO & COMPANY/MN | 62,593 | 1,136,000 | 2.57% | ||
| 10 | COHEN & STEERS, INC. | 50,008 | 907,000 | 2.06% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 49,744 | 902,000 | 2.04% | ||
| 12 | Sigma Planning Corp | 46,562 | 845,000 | 1.91% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 46,263 | 839,000 | 1.90% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 43,892 | 796,000 | 1.80% | ||
| 15 | BAIRD FINANCIAL GROUP, INC. | 43,558 | 790,000 | 1.79% | ||
| 16 | Janney Montgomery Scott LLC | 41,869 | 705,000 | 1.60% | ||
| 17 | Invesco Ltd. | 26,259 | 476,000 | 1.08% | ||
| 18 | BB&T SECURITIES, LLC | 26,118 | 473,000 | 1.07% | ||
| 19 | IFP ADVISORS, INC | 17,837 | 324,000 | 0.73% | ||
| 20 | NATIONAL PLANNING CORP | 16,524 | 310,000 | 0.70% | ||
| 21 | MSI Financial Services Inc | 16,556 | 300,000 | 0.68% | ||
| 22 | WFG Advisors, LP | 14,288 | 259,000 | 0.59% | ||
| 23 | GIRARD SECURITIES, INC. | 14,000 | 254,000 | 0.58% | ||
| 24 | Commonwealth Equity Services, Inc | 12,588 | 228,000 | 0.52% | ||
| 25 | MOSAIC FAMILY WEALTH, LLC | 10,073 | 183,000 | 0.41% | ||
| 26 | WEALTHPLAN PARTNERS, LLC | 20,110 | 182,578 | 0.41% | ||
| 27 | GENEOS WEALTH MANAGEMENT INC. | 9,992 | 181,000 | 0.41% | ||
| 28 | ADVISOR GROUP, INC. | 6,671 | 119,000 | 0.27% | ||
| 29 | Glassman Wealth Services | 4,000 | 73,000 | 0.17% | ||
| 30 | CITIGROUP INC | 3,470 | 63,000 | 0.14% | ||
| 31 | BRUDERMAN ASSET MANAGEMENT, LLC | 2,410 | 44,000 | 0.10% | ||
| 32 | Creative Planning | 2,371 | 43,000 | 0.10% | ||
| 33 | Winslow, Evans & Crocker, Inc. | 900 | 16,326 | 0.04% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 603 | 11,000 | 0.02% | ||
| 35 | NEXT Financial Group, Inc | 300 | 5,000 | 0.01% | ||
| 36 | THOMPSON DAVIS & CO., INC. | 200 | 4,000 | 0.01% | ||
| 37 | PENSERRA CAPITAL MANAGEMENT LLC | 190 | 3,000 | 0.01% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 100 | 2,000 | 0.00% | ||
| 39 | WOLVERINE TRADING LP /BD | 109 | 1,972 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
