| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 317,754 | 6,333,000 | 17.02% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 278,964 | 5,560,000 | 14.95% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 260,523 | 5,192,000 | 13.96% | PRN | |
| 4 | UBS Group AG | 214,855 | 4,282,000 | 11.51% | ||
| 5 | Cambridge Investment Research Advisors, Inc. | 129,983 | 2,591,000 | 6.97% | ||
| 6 | ROYAL BANK OF CANADA | 86,733 | 1,729,000 | 4.65% | ||
| 7 | WELLS FARGO & COMPANY/MN | 81,637 | 1,627,000 | 4.37% | ||
| 8 | LPL Financial LLC | 77,331 | 1,550,000 | 4.17% | ||
| 9 | Sigma Planning Corp | 54,664 | 1,089,000 | 2.93% | ||
| 10 | NATIONAL PLANNING CORP | 53,977 | 1,015,000 | 2.73% | ||
| 11 | Janney Montgomery Scott LLC | 42,651 | 850,044 | 2.29% | ||
| 12 | DOLIVER ADVISORS, LP | 40,745 | 812,000 | 2.18% | ||
| 13 | Bison Wealth, LLC | 34,320 | 678,000 | 1.82% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 25,217 | 503,000 | 1.35% | ||
| 15 | BB&T SECURITIES, LLC | 23,333 | 465,000 | 1.25% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 21,025 | 419,000 | 1.13% | ||
| 17 | Sterneck Capital Management, LLC | 18,410 | 367,000 | 0.99% | ||
| 18 | USCA RIA LLC | 17,750 | 354,000 | 0.95% | ||
| 19 | OTA Financial Group L.P. | 15,717 | 328,000 | 0.88% | ||
| 20 | MSI Financial Services Inc | 14,082 | 281,000 | 0.76% | ||
| 21 | WFG Advisors, LP | 13,942 | 278,000 | 0.75% | ||
| 22 | GOLDMAN SACHS GROUP INC | 12,017 | 239,000 | 0.64% | ||
| 23 | CLOUGH CAPITAL PARTNERS L P | 11,500 | 229,000 | 0.62% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 5,272 | 105,071 | 0.28% | ||
| 25 | CITIGROUP INC | 3,470 | 69,000 | 0.19% | ||
| 26 | Tower Research Capital LLC (TRC) | 2,959 | 59,000 | 0.16% | ||
| 27 | Avior Wealth Management, LLC | 2,550 | 51,000 | 0.14% | ||
| 28 | BRUDERMAN ASSET MANAGEMENT, LLC | 2,410 | 48,000 | 0.13% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 2,200 | 44,000 | 0.12% | ||
| 30 | DEUTSCHE BANK AG\ | 1,457 | 29,000 | 0.08% | ||
| 31 | Winslow, Evans & Crocker, Inc. | 900 | 17,938 | 0.05% | ||
| 32 | THOMPSON DAVIS & CO., INC. | 200 | 4,000 | 0.01% | ||
| 33 | NEXT Financial Group, Inc | 150 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
