| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 252,558 | 5,392,000 | 13.75% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 250,932 | 5,357,000 | 13.67% | ||
| 3 | BB&T SECURITIES, LLC | 23,514 | 5,020,000 | 12.81% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 206,950 | 4,419,000 | 11.27% | PRN | |
| 5 | UBS Group AG | 206,527 | 4,409,000 | 11.25% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 147,809 | 3,156,000 | 8.05% | ||
| 7 | NATIONAL PLANNING CORP | 89,981 | 1,933,000 | 4.93% | ||
| 8 | WELLS FARGO & COMPANY/MN | 79,977 | 1,708,000 | 4.36% | ||
| 9 | ROYAL BANK OF CANADA | 77,268 | 1,650,000 | 4.21% | ||
| 10 | LPL Financial LLC | 69,580 | 1,492,000 | 3.81% | ||
| 11 | Sigma Planning Corp | 56,533 | 1,207,000 | 3.08% | ||
| 12 | Janney Montgomery Scott LLC | 38,274 | 817,000 | 2.08% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 27,738 | 592,000 | 1.51% | ||
| 14 | USCA RIA LLC | 22,750 | 486,000 | 1.24% | ||
| 15 | Sterneck Capital Management, LLC | 18,410 | 393,000 | 1.00% | ||
| 16 | MSI Financial Services Inc | 14,419 | 308,000 | 0.79% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,940 | 190,000 | 0.48% | ||
| 18 | WFG Advisors, LP | 8,592 | 183,000 | 0.47% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 5,712 | 121,952 | 0.31% | ||
| 20 | Creative Planning | 3,657 | 78,000 | 0.20% | ||
| 21 | CITIGROUP INC | 3,329 | 71,000 | 0.18% | ||
| 22 | Avior Wealth Management, LLC | 2,550 | 54,000 | 0.14% | ||
| 23 | BRUDERMAN ASSET MANAGEMENT, LLC | 2,410 | 51,000 | 0.13% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 1,700 | 36,000 | 0.09% | ||
| 25 | DEUTSCHE BANK AG\ | 1,420 | 30,000 | 0.08% | ||
| 26 | Winslow, Evans & Crocker, Inc. | 900 | 19,216 | 0.05% | ||
| 27 | BANK OF MONTREAL /CAN/ | 550 | 12,000 | 0.03% | ||
| 28 | TRUST DEPARTMENT MB FINANCIAL BANK N A | 408 | 9,000 | 0.02% | ||
| 29 | THOMPSON DAVIS & CO., INC. | 200 | 4,000 | 0.01% | ||
| 30 | NEXT Financial Group, Inc | 150 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
