| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | USCA RIA LLC | 2,829,888 | 166,562,000 | 44.42% | ||
| 2 | GFS Advisors, LLC | 2,829,888 | 166,562,000 | 44.42% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 516,691 | 8,779,000 | 2.34% | PRN | |
| 4 | MORGAN STANLEY | 416,141 | 7,070,000 | 1.89% | ||
| 5 | BESSEMER GROUP INC | 314,754 | 5,348,000 | 1.43% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 210,964 | 3,584,000 | 0.96% | ||
| 7 | LPL Financial LLC | 155,418 | 2,656,000 | 0.71% | ||
| 8 | UBS Group AG | 147,665 | 2,509,000 | 0.67% | ||
| 9 | ROBINSON CAPITAL MANAGEMENT, LLC | 100,912 | 1,714,000 | 0.46% | ||
| 10 | ROYAL BANK OF CANADA | 89,623 | 1,523,000 | 0.41% | ||
| 11 | WELLS FARGO & COMPANY/MN | 64,515 | 1,096,000 | 0.29% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 61,410 | 1,043,000 | 0.28% | ||
| 13 | NATIONAL PLANNING CORP | 46,061 | 821,000 | 0.22% | ||
| 14 | Sigma Planning Corp | 46,874 | 796,000 | 0.21% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 45,742 | 777,000 | 0.21% | ||
| 16 | Janney Montgomery Scott LLC | 40,877 | 695,000 | 0.19% | ||
| 17 | BB&T SECURITIES, LLC | 27,050 | 459,000 | 0.12% | ||
| 18 | Invesco Ltd. | 23,727 | 403,000 | 0.11% | ||
| 19 | Sterneck Capital Management, LLC | 18,410 | 313,000 | 0.08% | ||
| 20 | IFP ADVISORS, INC | 17,837 | 303,000 | 0.08% | ||
| 21 | MSI Financial Services Inc | 15,912 | 270,000 | 0.07% | ||
| 22 | WFG Advisors, LP | 14,521 | 247,000 | 0.07% | ||
| 23 | B. Riley Wealth Advisors, Inc. | 14,215 | 242,000 | 0.06% | ||
| 24 | GIRARD SECURITIES, INC. | 13,550 | 229,000 | 0.06% | ||
| 25 | Commonwealth Equity Services, Inc | 13,503 | 229,000 | 0.06% | ||
| 26 | GENEOS WEALTH MANAGEMENT INC. | 10,890 | 187,000 | 0.05% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 6,832 | 116,000 | 0.03% | ||
| 28 | MOSAIC FAMILY WEALTH, LLC | 6,236 | 105,000 | 0.03% | ||
| 29 | Archford Capital Strategies, LLC | 2 | 100,000 | 0.03% | ||
| 30 | Creative Planning | 3,957 | 67,000 | 0.02% | ||
| 31 | CITIGROUP INC | 3,493 | 59,000 | 0.02% | ||
| 32 | BRUDERMAN ASSET MANAGEMENT, LLC | 2,410 | 41,000 | 0.01% | ||
| 33 | Avior Wealth Management, LLC | 1,649 | 28,000 | 0.01% | ||
| 34 | Winslow, Evans & Crocker, Inc. | 900 | 15,291 | 0.00% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 678 | 12,000 | 0.00% | ||
| 36 | Tower Research Capital LLC (TRC) | 204 | 3,000 | 0.00% | ||
| 37 | THOMPSON DAVIS & CO., INC. | 200 | 3,000 | 0.00% | ||
| 38 | PENSERRA CAPITAL MANAGEMENT LLC | 190 | 3,000 | 0.00% | ||
| 39 | NEXT Financial Group, Inc | 150 | 2,000 | 0.00% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
