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HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 70 Institutional holders with a total value of $70,104,354.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 809,746 11,257,000 16.06%
2 UBS Group AG 793,132 11,025,000 15.73%
3 WELLS FARGO & COMPANY/MN 649,272 9,025,000 12.87%
4 Invesco Ltd. 432,388 6,010,000 8.57%
5 Saba Capital Management, L.P. 338,766 4,709,000 6.72%
6 FRONTIER INVESTMENT MGMT CO 294,650 4,146,000 5.91%
7 MORGAN STANLEY 242,894 3,376,000 4.82%
8 ROYAL BANK OF CANADA 123,833 1,721,000 2.45%
9 LPL Financial LLC 117,245 1,640,000 2.34%
10 Homrich & Berg 87,510 1,216,000 1.73%
11 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 87,313 1,214,000 1.73%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 87,208 1,212,000 1.73%
13 BANK OF AMERICA CORP /DE/ 70,246 976,000 1.39%
14 AMERICAN INTERNATIONAL GROUP, INC. 68,547 952,804 1.36%
15 IFC Holdings Incorporated/FL 65,338 908,000 1.30%
16 FIRST TRUST ADVISORS LP 48,828 679,000 0.97%
17 PNC FINANCIAL SERVICES GROUP, INC. 41,983 584,000 0.83%
18 Commonwealth Equity Services, Inc 40,545 564,000 0.80%
19 Chevy Chase Trust Holdings, LLC 39,744 552,000 0.79%
20 Cetera Advisor Networks LLC 38,525 536,000 0.76%
21 HighTower Advisors, LLC 36,276 504,000 0.72%
22 Sigma Planning Corp 33,757 469,000 0.67%
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,750 419,000 0.60%
24 ENVESTNET ASSET MANAGEMENT INC 29,317 408,000 0.58%
25 Creative Planning 28,869 401,000 0.57%
26 RAYMOND JAMES & ASSOCIATES 26,286 365,000 0.52%
27 Cambridge Investment Research Advisors, Inc. 24,040 334,000 0.48%
28 DOLIVER ADVISORS, LP 22,754 316,000 0.45%
29 BALDWIN WEALTH PARTNERS LLC/MA 21,455 298,000 0.43%
30 Advisory Services Network, LLC 20,759 291,000 0.42%
31 M&T BANK CORP 20,072 279,000 0.40%
32 First Horizon Advisors, Inc. 20,000 278,000 0.40%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,645 273,000 0.39%
34 US BANCORP \DE\ 18,603 259,000 0.37%
35 GOLDMAN SACHS GROUP INC 16,425 228,000 0.33%
36 MSI Financial Services Inc 14,919 207,000 0.30%
37 Rehmann Capital Advisory Group 14,149 197,000 0.28%
38 Stratos Wealth Partners, LTD. 13,695 190,000 0.27%
39 ProVise Management Group, LLC 12,597 175,000 0.25%
40 AQR ARBITRAGE LLC 11,661 162,000 0.23%
41 Concert Wealth Management Inc. 14,441 156,000 0.22%
42 WEDBUSH SECURITIES INC 10,875 151,000 0.22%
43 INVESTMENT CENTERS OF AMERICA INC 10,384 144,000 0.21%
44 Aldebaran Financial Inc. 10,102 140,000 0.20%
45 Edgemoor Investment Advisors, Inc. 10,000 139,000 0.20%
46 CREDIT SUISSE AG/ 10,000 139,000 0.20%
47 DEUTSCHE BANK AG\ 6,386 88,000 0.13%
48 FIRST MANHATTAN CO. LLC. 6,138 85,000 0.12%
49 NEXT Financial Group, Inc 5,525 76,000 0.11%
50 Barrett Asset Management, LLC 4,500 63,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.