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HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 65 Institutional holders with a total value of $114,371,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER INVESTMENT MGMT CO 341,041 55,931,000 48.90%
2 UBS Group AG 661,510 10,849,000 9.49%
3 GUGGENHEIM CAPITAL LLC 456,862 7,492,000 6.55%
4 Invesco Ltd. 437,921 7,182,000 6.28%
5 WELLS FARGO & COMPANY/MN 248,624 4,078,000 3.57%
6 MORGAN STANLEY 241,914 3,967,000 3.47%
7 LPL Financial LLC 157,417 2,517,000 2.20%
8 BANK OF AMERICA CORP /DE/ 151,705 2,488,000 2.18%
9 ROYAL BANK OF CANADA 107,911 1,769,000 1.55%
10 MSI Financial Services Inc 100,834 1,654,000 1.45%
11 Advisory Services Network, LLC 79,148 1,298,000 1.13%
12 Raymond James Financial Services Advisors, Inc. 77,320 1,268,000 1.11%
13 Stratos Wealth Partners, LTD. 69,898 1,146,000 1.00%
14 IFC Holdings Incorporated/FL 69,515 1,140,000 1.00%
15 Cambridge Investment Research Advisors, Inc. 69,177 1,134,000 0.99%
16 ADVISOR GROUP, INC. 64,728 1,062,000 0.93%
17 Commonwealth Equity Services, Inc 49,211 807,000 0.71%
18 WEDBUSH SECURITIES INC 41,655 683,000 0.60%
19 AUSDAL FINANCIAL PARTNERS, INC. 38,042 624,000 0.55%
20 Homrich & Berg 32,145 527,000 0.46%
21 PNC FINANCIAL SERVICES GROUP, INC. 31,410 515,000 0.45%
22 BALDWIN WEALTH PARTNERS LLC/MA 26,404 433,000 0.38%
23 IFP ADVISORS, INC 25,250 414,000 0.36%
24 Cetera Advisor Networks LLC 24,690 405,000 0.35%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,772 374,000 0.33%
26 INVESTMENT CENTERS OF AMERICA INC 21,138 346,000 0.30%
27 First Horizon Advisors, Inc. 20,000 328,000 0.29%
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 18,186 298,000 0.26%
29 Creative Planning 16,397 269,000 0.24%
30 Virtu KCG Holdings LLC 13,531 222,000 0.19%
31 ALLEGIS INVESTMENT ADVISORS, LLC 13,185 216,000 0.19%
32 ProVise Management Group, LLC 13,017 214,000 0.19%
33 GIRARD SECURITIES, INC. 12,560 206,000 0.18%
34 NATIONAL PLANNING CORP 14,047 204,000 0.18%
35 Janney Montgomery Scott LLC 12,019 197,000 0.17%
36 NEXT Financial Group, Inc 11,737 192,000 0.17%
37 Rehmann Capital Advisory Group 11,276 185,000 0.16%
38 Concert Wealth Management Inc. 10,776 176,000 0.15%
39 WFG Advisors, LP 10,342 170,000 0.15%
40 Aldebaran Financial Inc. 10,102 166,000 0.15%
41 Edgemoor Investment Advisors, Inc. 10,000 164,000 0.14%
42 ENVESTNET ASSET MANAGEMENT INC 8,095 133,000 0.12%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,468 106,000 0.09%
44 FIRST PREMIER BANK 6,228 102,000 0.09%
45 FIRST MANHATTAN CO. LLC. 5,681 93,000 0.08%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,854 80,000 0.07%
47 Barrett Asset Management, LLC 4,500 74,000 0.06%
48 Winfield Associates, Inc. 4,000 66,000 0.06%
49 Focused Wealth Management, Inc 3,596 59,000 0.05%
50 Joel Isaacson & Co., LLC 3,022 50,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.