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HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 66 Institutional holders with a total value of $69,790,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 738,337 11,164,000 16.00%
2 GUGGENHEIM CAPITAL LLC 586,524 8,868,000 12.71%
3 Invesco Ltd. 467,601 7,070,000 10.13%
4 MORGAN STANLEY 358,406 5,419,000 7.76%
5 FRONTIER INVESTMENT MGMT CO 331,130 4,994,000 7.16%
6 WELLS FARGO & COMPANY/MN 258,593 3,910,000 5.60%
7 LPL Financial LLC 254,980 3,871,000 5.55%
8 Raymond James Financial Services Advisors, Inc. 191,534 2,896,000 4.15%
9 ROYAL BANK OF CANADA 136,417 2,063,000 2.96%
10 BANK OF AMERICA CORP /DE/ 105,849 1,600,000 2.29%
11 PARAMETRIC PORTFOLIO ASSOCIATES LLC 78,144 1,182,000 1.69%
12 AMERICAN INTERNATIONAL GROUP, INC. 74,275 1,122,000 1.61%
13 IFC Holdings Incorporated/FL 69,575 1,058,000 1.52%
14 Cambridge Investment Research Advisors, Inc. 54,477 824,000 1.18%
15 Stratos Wealth Partners, LTD. 53,890 815,000 1.17%
16 Commonwealth Equity Services, Inc 50,471 763,000 1.09%
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 49,912 755,000 1.08%
18 MSI Financial Services Inc 47,676 721,000 1.03%
19 FIRST TRUST ADVISORS LP 45,432 687,000 0.98%
20 ENVESTNET ASSET MANAGEMENT INC 43,618 659,000 0.94%
21 Creative Planning 42,839 648,000 0.93%
22 Sigma Planning Corp 41,328 625,000 0.90%
23 Chevy Chase Trust Holdings, LLC 39,744 601,000 0.86%
24 HighTower Advisors, LLC 35,090 533,000 0.76%
25 AUSDAL FINANCIAL PARTNERS, INC. 35,217 532,000 0.76%
26 PNC FINANCIAL SERVICES GROUP, INC. 32,563 492,000 0.70%
27 Homrich & Berg 32,145 486,000 0.70%
28 Cetera Advisor Networks LLC 29,386 446,000 0.64%
29 IFP ADVISORS, INC 27,322 413,000 0.59%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,315 398,000 0.57%
31 WEDBUSH SECURITIES INC 25,593 387,000 0.55%
32 BALDWIN WEALTH PARTNERS LLC/MA 24,155 365,000 0.52% Call
33 Advisory Services Network, LLC 20,260 306,000 0.44%
34 First Horizon Advisors, Inc. 20,000 302,000 0.43%
35 INVESTMENT CENTERS OF AMERICA INC 16,731 254,000 0.36%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,811 239,000 0.34%
37 Rehmann Capital Advisory Group 14,149 214,000 0.31%
38 GIRARD SECURITIES, INC. 13,552 206,000 0.30%
39 US BANCORP \DE\ 13,082 198,000 0.28%
40 ProVise Management Group, LLC 12,597 190,000 0.27%
41 RAYMOND JAMES & ASSOCIATES 10,771 163,000 0.23%
42 Concert Wealth Management Inc. 10,691 162,000 0.23%
43 Aldebaran Financial Inc. 10,102 153,000 0.22%
44 Edgemoor Investment Advisors, Inc. 10,000 151,000 0.22%
45 WFG Advisors, LP 7,569 114,000 0.16%
46 FIRST MANHATTAN CO. LLC. 5,681 85,000 0.12%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,267 80,000 0.11%
48 Barrett Asset Management, LLC 4,500 68,000 0.10%
49 FIFTH THIRD BANCORP 4,221 64,000 0.09%
50 PROFICIO CAPITAL PARTNERS LLC 4,170 63,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.