Dark
Light
System
Security
HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 61 Institutional holders with a total value of $60,801,652.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 801,967 10,505,000 17.28%
2 GUGGENHEIM CAPITAL LLC 731,507 9,581,000 15.76%
3 WELLS FARGO & COMPANY/MN 595,505 7,801,000 12.83%
4 Invesco Ltd. 449,586 5,890,000 9.69%
5 MORGAN STANLEY 325,194 4,260,000 7.01%
6 FRONTIER INVESTMENT MGMT CO 299,810 3,921,000 6.45%
7 ROYAL BANK OF CANADA 120,355 1,577,000 2.59%
8 LPL Financial LLC 101,648 1,349,000 2.22%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 87,113 1,141,000 1.88%
10 IFC Holdings Incorporated/FL 73,154 963,000 1.58%
11 BANK OF AMERICA CORP /DE/ 72,770 954,000 1.57%
12 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 69,135 906,000 1.49%
13 AMERICAN INTERNATIONAL GROUP, INC. 68,047 891,416 1.47%
14 Homrich & Berg 66,900 876,000 1.44%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 53,336 699,000 1.15%
16 FIRST TRUST ADVISORS LP 48,368 634,000 1.04%
17 Commonwealth Equity Services, Inc 44,757 586,000 0.96%
18 ENVESTNET ASSET MANAGEMENT INC 42,705 559,000 0.92%
19 Cetera Advisor Networks LLC 38,525 536,000 0.88%
20 Chevy Chase Trust Holdings, LLC 39,744 521,000 0.86%
21 HighTower Advisors, LLC 36,202 474,000 0.78%
22 Creative Planning 35,922 471,000 0.77%
23 Cambridge Investment Research Advisors, Inc. 35,904 470,000 0.77%
24 PNC FINANCIAL SERVICES GROUP, INC. 34,746 455,000 0.75%
25 Sigma Planning Corp 32,356 424,000 0.70%
26 Advisory Services Network, LLC 23,505 307,000 0.50%
27 NINE MASTS CAPITAL Ltd 22,200 291,000 0.48%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,941 287,000 0.47%
29 BALDWIN WEALTH PARTNERS LLC/MA 21,455 281,000 0.46%
30 RAYMOND JAMES & ASSOCIATES 20,622 270,000 0.44%
31 First Horizon Advisors, Inc. 20,000 262,000 0.43%
32 Princeton Portfolio Strategies Group LLC 20,000 262,000 0.43%
33 WEDBUSH SECURITIES INC 16,475 216,000 0.36%
34 US BANCORP \DE\ 15,103 198,000 0.33%
35 Rehmann Capital Advisory Group 14,149 185,000 0.30%
36 Stratos Wealth Partners, LTD. 13,376 175,000 0.29%
37 ProVise Management Group, LLC 12,597 165,000 0.27%
38 Concert Wealth Management Inc. 12,241 161,000 0.26%
39 MSI Financial Services Inc 12,152 159,000 0.26%
40 GOLDMAN SACHS GROUP INC 11,867 155,000 0.25%
41 INVESTMENT CENTERS OF AMERICA INC 10,484 135,000 0.22%
42 Aldebaran Financial Inc. 10,102 132,000 0.22%
43 Edgemoor Investment Advisors, Inc. 10,000 131,000 0.22%
44 FIRST MANHATTAN CO. LLC. 5,000 65,000 0.11%
45 NEXT Financial Group, Inc 4,900 64,000 0.11%
46 Barrett Asset Management, LLC 4,500 59,000 0.10%
47 Winfield Associates, Inc. 4,000 52,000 0.09%
48 WFG Advisors, LP 3,782 50,000 0.08%
49 Focused Wealth Management, Inc 3,339 44,000 0.07%
50 Joel Isaacson & Co., LLC 3,022 40,000 0.07%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.