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HANCOCK JOHN PREMUIM DIV FD
HANCOCK JOHN PREMUIM DIV FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 62 Institutional holders with a total value of $57,095,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 681,326 10,663,000 18.68%
2 GUGGENHEIM CAPITAL LLC 366,435 5,735,000 10.04%
3 Invesco Ltd. 349,802 5,475,000 9.59%
4 FRONTIER INVESTMENT MGMT CO 341,274 5,341,000 9.35%
5 WELLS FARGO & COMPANY/MN 232,533 3,638,000 6.37%
6 MORGAN STANLEY 199,600 3,124,000 5.47%
7 BANK OF AMERICA CORP /DE/ 167,808 2,626,000 4.60%
8 LPL Financial LLC 155,075 2,442,000 4.28%
9 Stratos Wealth Partners, LTD. 118,462 1,854,000 3.25%
10 Commonwealth Equity Services, Inc 79,175 1,239,000 2.17%
11 Raymond James Financial Services Advisors, Inc. 77,131 1,207,000 2.11%
12 Cambridge Investment Research Advisors, Inc. 75,724 1,185,000 2.08%
13 ROYAL BANK OF CANADA 72,883 1,140,000 2.00%
14 MSI Financial Services Inc 68,603 1,074,000 1.88%
15 IFC Holdings Incorporated/FL 64,587 1,012,000 1.77%
16 WEDBUSH SECURITIES INC 57,344 897,000 1.57%
17 AUSDAL FINANCIAL PARTNERS, INC. 40,667 636,000 1.11%
18 INVESTMENT CENTERS OF AMERICA INC 31,697 497,000 0.87%
19 PNC FINANCIAL SERVICES GROUP, INC. 31,526 493,000 0.86%
20 ADVISOR GROUP, INC. 31,345 491,000 0.86%
21 Homrich & Berg 30,946 484,000 0.85%
22 BALDWIN WEALTH PARTNERS LLC/MA 27,705 434,000 0.76%
23 IFP ADVISORS, INC 24,532 384,000 0.67%
24 NATIONAL PLANNING CORP 23,332 369,000 0.65%
25 COHEN & STEERS, INC. 22,804 357,000 0.63%
26 First Horizon Advisors, Inc. 20,000 328,000 0.57%
27 ALLEGIS INVESTMENT ADVISORS, LLC 20,058 314,000 0.55%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,299 303,000 0.53%
29 Cetera Advisor Networks LLC 17,765 276,000 0.48%
30 Creative Planning 15,721 246,000 0.43%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,916 233,000 0.41%
32 Sigma Planning Corp 13,725 215,000 0.38%
33 ProVise Management Group, LLC 13,017 204,000 0.36%
34 RAYMOND JAMES & ASSOCIATES 12,368 194,000 0.34%
35 GIRARD SECURITIES, INC. 11,547 181,000 0.32%
36 NEXT Financial Group, Inc 11,349 178,000 0.31%
37 Rehmann Capital Advisory Group 11,276 176,000 0.31%
38 WFG Advisors, LP 10,334 162,000 0.28%
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,146 159,000 0.28%
40 Edgemoor Investment Advisors, Inc. 10,000 157,000 0.27%
41 FIRST PREMIER BANK 6,228 97,000 0.17%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,094 95,000 0.17%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,267 82,000 0.14%
44 FIRST MANHATTAN CO. LLC. 5,000 78,000 0.14%
45 SOWELL FINANCIAL SERVICES LLC 4,629 72,000 0.13%
46 Barrett Asset Management, LLC 4,500 70,000 0.12%
47 Winfield Associates, Inc. 4,000 63,000 0.11%
48 Focused Wealth Management, Inc 3,714 58,000 0.10%
49 ASSETMARK, INC 3,195 50,000 0.09%
50 Joel Isaacson & Co., LLC 3,022 47,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.