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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 151 Institutional holders with a total value of $547,749,480.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,388,898 45,616,000 8.33%
2 DIMENSIONAL FUND ADVISORS LP 5,626,225 40,169,000 7.33%
3 BlackRock Fund Advisors 5,426,056 38,742,000 7.07%
4 Epoch Investment Partners, Inc. 5,325,085 38,022,000 6.94%
5 CORBYN INVESTMENT MANAGEMENT INC/MD 4,193,570 29,942,000 5.47%
6 PINNACLE ASSOCIATES LTD 3,289,724 23,489,000 4.29%
7 BlackRock Institutional Trust Company, N.A. 3,129,832 22,347,000 4.08%
8 PARADIGM CAPITAL MANAGEMENT INC/NY 2,750,925 19,642,000 3.59%
9 STATE STREET CORP 2,409,202 17,201,000 3.14%
10 INVESTMENT COUNSELORS OF MARYLAND LLC 2,217,845 15,835,000 2.89%
11 WELLS FARGO & COMPANY/MN 1,886,201 13,467,000 2.46%
12 KENNEDY CAPITAL MANAGEMENT LLC 1,728,920 12,344,000 2.25%
13 PANAGORA ASSET MANAGEMENT INC 1,657,552 11,835,000 2.16%
14 Bank of New York Mellon Corp 1,571,786 11,225,000 2.05%
15 FULLER & THALER ASSET MANAGEMENT, INC. 1,533,965 10,953,000 2.00%
16 NORTHERN TRUST CORP 1,336,472 9,542,000 1.74%
17 BLACKROCK ADVISORS LLC 1,335,752 9,537,000 1.74%
18 AMERIPRISE FINANCIAL INC 1,272,087 9,082,000 1.66%
19 CS MCKEE LP 1,133,600 8,094,000 1.48%
20 NORGES BANK 1,081,090 7,719,000 1.41%
21 PRICE T ROWE ASSOCIATES INC /MD/ 1,017,023 7,262,000 1.33%
22 JACOBS LEVY EQUITY MANAGEMENT, INC 915,374 6,536,000 1.19%
23 JPMORGAN CHASE & CO 913,006 6,518,000 1.19%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 857,916 6,126,000 1.12%
25 ROYCE & ASSOCIATES LP 803,377 5,736,000 1.05%
26 AQR CAPITAL MANAGEMENT LLC 800,413 5,715,000 1.04%
27 OXFORD ASSET MANAGEMENT LLP 769,691 5,496,000 1.00%
28 PRUDENTIAL FINANCIAL INC 693,329 4,951,000 0.90%
29 Nationwide Fund Advisors 661,027 4,720,000 0.86%
30 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 653,648 4,668,000 0.85%
31 RENAISSANCE TECHNOLOGIES LLC 651,527 4,652,000 0.85%
32 PRINCIPAL FINANCIAL GROUP INC 624,378 4,459,000 0.81%
33 Invesco Ltd. 587,987 4,198,000 0.77%
34 GEODE CAPITAL MANAGEMENT, LLC 524,944 3,748,000 0.68%
35 RUSSELL FRANK CO/ 516,907 3,691,000 0.67%
36 TIAA CREF INVESTMENT MANAGEMENT LLC 487,198 3,479,000 0.64%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 480,895 3,434,000 0.63%
38 DEUTSCHE BANK AG\ 470,238 3,356,000 0.61%
39 BRIGHTFIELD CAPITAL MANAGEMENT LLC 401,279 2,865,000 0.52%
40 BlackRock Investment Management, LLC 399,866 2,855,000 0.52%
41 Invesco Private Capital, Inc. 373,058 2,664,000 0.49%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 366,742 2,619,000 0.48%
43 GOLDMAN SACHS GROUP INC 345,508 2,467,000 0.45%
44 SYSTEMATIC FINANCIAL MANAGEMENT LP 276,423 1,973,000 0.36%
45 NEW YORK STATE COMMON RETIREMENT FUND 256,380 1,831,000 0.33%
46 TWO SIGMA ADVISERS, LP 245,937 1,756,000 0.32%
47 MORGAN STANLEY 242,823 1,733,000 0.32%
48 GUGGENHEIM CAPITAL LLC 241,981 1,727,000 0.32%
49 D. E. Shaw & Co., Inc. 230,773 1,648,000 0.30%
50 BlackRock Group LTD 209,578 1,496,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.