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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 163 Institutional holders with a total value of $558,711,942.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,334,475 47,255,000 8.46%
2 DIMENSIONAL FUND ADVISORS LP 6,020,183 44,910,000 8.04%
3 Epoch Investment Partners, Inc. 4,988,049 37,211,000 6.66%
4 BlackRock Fund Advisors 4,821,703 35,970,000 6.44%
5 CORBYN INVESTMENT MANAGEMENT INC/MD 4,104,745 30,621,000 5.48%
6 PINNACLE ASSOCIATES LTD 3,112,127 23,216,000 4.16%
7 BlackRock Institutional Trust Company, N.A. 3,042,645 22,698,000 4.06%
8 STATE STREET CORP 2,292,188 17,095,000 3.06%
9 INVESTMENT COUNSELORS OF MARYLAND LLC 2,081,537 15,528,000 2.78%
10 FULLER & THALER ASSET MANAGEMENT, INC. 2,005,165 14,959,000 2.68%
11 PARADIGM CAPITAL MANAGEMENT INC/NY 1,990,025 14,846,000 2.66%
12 WELLS FARGO & COMPANY/MN 1,848,303 13,787,000 2.47%
13 KENNEDY CAPITAL MANAGEMENT LLC 1,627,734 12,143,000 2.17%
14 AMERIPRISE FINANCIAL INC 1,463,057 10,915,000 1.95%
15 CS MCKEE LP 1,422,010 10,615,000 1.90%
16 PANAGORA ASSET MANAGEMENT INC 1,288,868 9,615,000 1.72%
17 Bank of New York Mellon Corp 1,232,809 9,197,000 1.65%
18 ROYCE & ASSOCIATES LP 1,133,715 8,458,000 1.51%
19 NORTHERN TRUST CORP 1,133,118 8,453,000 1.51%
20 NORGES BANK 1,081,090 8,065,000 1.44%
21 PRICE T ROWE ASSOCIATES INC /MD/ 1,025,123 7,647,000 1.37%
22 BLACKROCK ADVISORS LLC 1,005,255 7,499,000 1.34%
23 JPMORGAN CHASE & CO 988,400 7,374,000 1.32%
24 JACOBS LEVY EQUITY MANAGEMENT, INC 806,974 6,020,000 1.08%
25 PRUDENTIAL FINANCIAL INC 780,480 5,822,000 1.04%
26 AQR CAPITAL MANAGEMENT LLC 727,013 5,424,000 0.97%
27 Invesco Ltd. 700,436 5,225,000 0.94%
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 657,706 4,907,000 0.88%
29 Nationwide Fund Advisors 627,729 4,683,000 0.84%
30 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 607,498 4,532,000 0.81%
31 PRINCIPAL FINANCIAL GROUP INC 603,530 4,503,000 0.81%
32 SG Capital Management LLC 584,094 4,357,000 0.78%
33 GEODE CAPITAL MANAGEMENT, LLC 557,900 4,161,000 0.74%
34 PARAMETRIC PORTFOLIO ASSOCIATES LLC 536,332 4,001,000 0.72%
35 TFS CAPITAL LLC 523,421 3,905,000 0.70%
36 BARCLAYS PLC 481,823 3,373,000 0.60%
37 TIAA CREF INVESTMENT MANAGEMENT LLC 441,865 3,296,000 0.59%
38 OXFORD ASSET MANAGEMENT LLP 407,868 3,036,000 0.54%
39 BRIGHTFIELD CAPITAL MANAGEMENT LLC 401,279 2,994,000 0.54%
40 GOLDMAN SACHS GROUP INC 394,549 2,943,000 0.53%
41 TWO SIGMA INVESTMENTS, LP 374,546 2,794,000 0.50%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 363,225 2,710,000 0.49%
43 TWO SIGMA ADVISERS, LP 346,937 2,588,000 0.46%
44 BlackRock Investment Management, LLC 344,290 2,568,000 0.46%
45 RUSSELL FRANK CO/ 384,718 2,356,000 0.42%
46 NEW YORK STATE COMMON RETIREMENT FUND 256,380 1,913,000 0.34%
47 SYSTEMATIC FINANCIAL MANAGEMENT LP 250,128 1,865,000 0.33%
48 Invesco Private Capital, Inc. 248,058 1,851,000 0.33%
49 CREDIT SUISSE AG/ 247,721 1,848,000 0.33%
50 VOYA INVESTMENT MANAGEMENT LLC 231,127 1,724,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.