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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 144 Institutional holders with a total value of $232,817,830.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RGM Capital, LLC 6,815,490 22,287,000 9.57%
2 DIMENSIONAL FUND ADVISORS LP 6,794,251 22,217,000 9.54%
3 VANGUARD GROUP INC 5,819,846 19,031,000 8.17%
4 Epoch Investment Partners, Inc. 5,671,172 18,545,000 7.97%
5 BlackRock Fund Advisors 4,962,387 16,227,000 6.97%
6 PINNACLE ASSOCIATES LTD 4,863,478 15,904,000 6.83%
7 PRICE T ROWE ASSOCIATES INC /MD/ 3,022,277 9,883,000 4.24%
8 FULLER & THALER ASSET MANAGEMENT, INC. 2,389,603 7,814,000 3.36%
9 BlackRock Institutional Trust Company, N.A. 2,220,984 7,263,000 3.12%
10 CORBYN INVESTMENT MANAGEMENT INC/MD 1,823,918 5,991,000 2.57%
11 ROYCE & ASSOCIATES LP 1,786,757 5,843,000 2.51%
12 STATE STREET CORP 1,782,841 5,827,000 2.50%
13 THOMPSON SIEGEL & WALMSLEY LLC 1,534,447 5,018,000 2.16%
14 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,288,878 4,214,000 1.81%
15 WELLS FARGO & COMPANY/MN 1,228,263 4,016,000 1.72%
16 RENAISSANCE TECHNOLOGIES LLC 1,108,800 3,626,000 1.56%
17 Bank of New York Mellon Corp 1,082,858 3,541,000 1.52%
18 NORTHERN TRUST CORP 939,920 3,074,000 1.32%
19 NORGES BANK 886,251 2,898,000 1.24%
20 JACOBS LEVY EQUITY MANAGEMENT, INC 727,783 2,380,000 1.02%
21 Nationwide Fund Advisors 713,805 2,334,000 1.00%
22 JPMORGAN CHASE & CO 697,561 2,281,000 0.98%
23 BANK OF AMERICA CORP /DE/ 685,893 2,242,000 0.96%
24 Olstein Capital Management, L.P. 681,000 2,227,000 0.96%
25 GEODE CAPITAL MANAGEMENT, LLC 623,959 2,039,000 0.88%
26 RUSSELL FRANK CO/ 567,269 1,854,000 0.80%
27 Invesco Ltd. 566,111 1,851,000 0.80%
28 PRINCIPAL FINANCIAL GROUP INC 536,882 1,755,000 0.75%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 513,806 1,681,000 0.72%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 460,850 1,507,000 0.65%
31 D. E. Shaw & Co., Inc. 420,007 1,373,000 0.59%
32 AMERIPRISE FINANCIAL INC 362,666 1,186,000 0.51%
33 INVESTMENT COUNSELORS OF MARYLAND LLC 357,100 1,168,000 0.50%
34 TWO SIGMA INVESTMENTS, LP 349,753 1,144,000 0.49%
35 BlackRock Investment Management, LLC 344,127 1,125,000 0.48%
36 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 285,706 934,000 0.40%
37 AXA S.A. 267,480 875,000 0.38%
38 TIAA CREF INVESTMENT MANAGEMENT LLC 253,726 830,000 0.36%
39 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 243,975 798,000 0.34%
40 DEUTSCHE BANK AG\ 236,033 770,000 0.33%
41 VOYA INVESTMENT MANAGEMENT LLC 221,647 725,000 0.31%
42 MILLENNIUM MANAGEMENT LLC 195,362 639,000 0.27%
43 TDAM USA INC. 191,587 626,000 0.27%
44 PRUDENTIAL FINANCIAL INC 178,624 584,000 0.25%
45 A.R.T. Advisors, LLC 168,588 551,000 0.24%
46 GOLDMAN SACHS GROUP INC 165,770 543,000 0.23%
47 THRIVENT FINANCIAL FOR LUTHERANS 164,620 539,000 0.23%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 161,062 527,000 0.23%
49 PARADIGM CAPITAL MANAGEMENT INC/NY 161,000 526,000 0.23%
50 PANAGORA ASSET MANAGEMENT INC 155,289 508,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.