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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 136 Institutional holders with a total value of $298,120,104.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,949,233 28,283,000 9.49%
2 DIMENSIONAL FUND ADVISORS LP 6,872,364 27,971,000 9.38%
3 RGM Capital, LLC 6,312,958 25,694,000 8.62%
4 BlackRock Fund Advisors 5,661,643 23,043,000 7.73%
5 Epoch Investment Partners, Inc. 5,494,727 22,364,000 7.50%
6 PINNACLE ASSOCIATES LTD 4,739,628 19,290,000 6.47%
7 PRICE T ROWE ASSOCIATES INC /MD/ 3,799,083 15,462,000 5.19%
8 CORBYN INVESTMENT MANAGEMENT INC/MD 2,373,164 9,659,000 3.24%
9 BlackRock Institutional Trust Company, N.A. 2,259,299 9,195,000 3.08%
10 FULLER & THALER ASSET MANAGEMENT, INC. 2,230,806 9,079,000 3.05%
11 STATE STREET CORP 1,953,565 7,950,000 2.67%
12 THOMPSON SIEGEL & WALMSLEY LLC 1,543,172 6,281,000 2.11%
13 WELLS FARGO & COMPANY/MN 1,267,588 5,159,000 1.73%
14 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,147,758 4,671,000 1.57%
15 Bank of New York Mellon Corp 1,126,619 4,586,000 1.54%
16 NORGES BANK 1,094,757 4,456,000 1.49%
17 ROYCE & ASSOCIATES LP 1,094,757 4,456,000 1.49%
18 INVESTMENT COUNSELORS OF MARYLAND LLC 1,045,159 4,254,000 1.43%
19 NORTHERN TRUST CORP 976,850 3,976,000 1.33%
20 RENAISSANCE TECHNOLOGIES LLC 759,700 3,092,000 1.04%
21 Invesco Ltd. 679,119 2,764,000 0.93%
22 Nationwide Fund Advisors 632,764 2,575,000 0.86%
23 JACOBS LEVY EQUITY MANAGEMENT, INC 616,446 2,509,000 0.84%
24 GEODE CAPITAL MANAGEMENT, LLC 606,697 2,468,000 0.83%
25 KENNEDY CAPITAL MANAGEMENT LLC 596,229 2,427,000 0.81%
26 JPMORGAN CHASE & CO 593,161 2,414,000 0.81%
27 PRINCIPAL FINANCIAL GROUP INC 590,225 2,403,000 0.81%
28 BANK OF AMERICA CORP /DE/ 533,189 2,170,000 0.73%
29 GOLDMAN SACHS GROUP INC 530,137 2,157,000 0.72%
30 Olstein Capital Management, L.P. 480,000 1,954,000 0.66%
31 PARAMETRIC PORTFOLIO ASSOCIATES LLC 454,899 1,851,000 0.62%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 445,046 1,812,000 0.61%
33 AMERIPRISE FINANCIAL INC 408,076 1,660,000 0.56%
34 PANAGORA ASSET MANAGEMENT INC 389,451 1,585,000 0.53%
35 BlackRock Investment Management, LLC 373,608 1,521,000 0.51%
36 D. E. Shaw & Co., Inc. 371,157 1,511,000 0.51%
37 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 321,306 1,308,000 0.44%
38 DEUTSCHE BANK AG\ 294,189 1,196,000 0.40%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 292,096 1,189,000 0.40%
40 Spark Investment Management LLC 285,300 1,161,000 0.39%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 259,875 1,058,000 0.35%
42 RUSSELL FRANK CO/ 246,732 1,027,000 0.34%
43 TWO SIGMA INVESTMENTS, LP 245,507 999,000 0.34%
44 VOYA INVESTMENT MANAGEMENT LLC 221,647 902,000 0.30%
45 PRUDENTIAL FINANCIAL INC 197,424 804,000 0.27%
46 ROYAL BANK OF CANADA 174,691 711,000 0.24%
47 TDAM USA INC. 174,144 709,000 0.24%
48 THRIVENT FINANCIAL FOR LUTHERANS 168,430 685,000 0.23%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 164,075 668,000 0.22%
50 PARADIGM CAPITAL MANAGEMENT INC/NY 161,000 655,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.