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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 144 Institutional holders with a total value of $381,982,845.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 10,847,179 54,236,000 14.20%
2 RGM Capital, LLC 6,871,386 34,357,000 8.99%
3 DIMENSIONAL FUND ADVISORS LP 6,602,463 33,013,000 8.64%
4 BlackRock Fund Advisors 6,470,327 32,352,000 8.47%
5 VANGUARD GROUP INC 5,437,545 27,188,000 7.12%
6 Epoch Investment Partners, Inc. 4,994,388 24,972,000 6.54%
7 PINNACLE ASSOCIATES LTD 4,395,158 21,976,000 5.75%
8 FULLER & THALER ASSET MANAGEMENT, INC. 2,464,579 12,323,000 3.23%
9 BlackRock Institutional Trust Company, N.A. 2,220,021 11,100,000 2.91%
10 WELLS FARGO & COMPANY/MN 2,217,437 11,087,000 2.90%
11 STATE STREET CORP 1,790,466 8,954,000 2.34%
12 WELLINGTON MANAGEMENT GROUP LLP 1,710,933 8,555,000 2.24%
13 ROYCE & ASSOCIATES LP 1,223,499 6,117,000 1.60%
14 RENAISSANCE TECHNOLOGIES LLC 985,400 4,927,000 1.29%
15 NORTHERN TRUST CORP 916,857 4,584,000 1.20%
16 SYSTEMATIC FINANCIAL MANAGEMENT LP 909,559 4,548,000 1.19%
17 Bank of New York Mellon Corp 854,052 4,270,000 1.12%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 735,801 3,680,000 0.96%
19 Polar Asset Management Partners Inc. 708,454 3,542,000 0.93%
20 Olstein Capital Management, L.P. 696,000 3,480,000 0.91%
21 Nationwide Fund Advisors 660,969 3,305,000 0.87%
22 BANK OF AMERICA CORP /DE/ 660,031 3,301,000 0.86%
23 Invesco Ltd. 592,224 2,961,000 0.78%
24 GEODE CAPITAL MANAGEMENT, LLC 587,286 2,936,000 0.77%
25 PRINCIPAL FINANCIAL GROUP INC 574,572 2,873,000 0.75%
26 JACOBS LEVY EQUITY MANAGEMENT, INC 485,932 2,430,000 0.64%
27 RUSSELL INVESTMENTS GROUP, LTD. 461,486 2,353,000 0.62%
28 KETTLE HILL CAPITAL MANAGEMENT, LLC 469,900 2,350,000 0.62%
29 MACKENZIE FINANCIAL CORP 437,551 2,188,000 0.57%
30 BlackRock Investment Management, LLC 426,394 2,132,000 0.56%
31 AMERIPRISE FINANCIAL INC 401,055 2,005,000 0.52%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 398,875 1,994,000 0.52%
33 PARAMETRIC PORTFOLIO ASSOCIATES LLC 349,849 1,749,000 0.46%
34 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 279,106 1,396,000 0.37%
35 JPMORGAN CHASE & CO 275,917 1,380,000 0.36%
36 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 252,678 1,263,000 0.33%
37 VICTORY CAPITAL MANAGEMENT INC 237,840 1,189,000 0.31%
38 GOLDMAN SACHS GROUP INC 230,942 1,155,000 0.30%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 224,402 1,122,000 0.29%
40 MORGAN STANLEY 223,571 1,118,000 0.29%
41 BlackRock Group LTD 221,794 1,109,000 0.29%
42 D. E. Shaw & Co., Inc. 181,587 908,000 0.24%
43 TDAM USA INC. 172,838 864,000 0.23%
44 AXA S.A. 166,066 830,000 0.22%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 157,662 788,000 0.21%
46 KBC Group NV 152,263 761,000 0.20%
47 Cowen Prime Services LLC 148,359 742,000 0.19%
48 PARADIGM CAPITAL MANAGEMENT INC/NY 146,000 730,000 0.19%
49 SEI INVESTMENTS CO 143,491 717,000 0.19%
50 MENTA CAPITAL LLC 140,211 701,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.