Dark
Light
System
Security
HEARTLAND FINL USA INC
HEARTLAND FINL USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 69 Institutional holders with a total value of $172,849,737.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 1,801,224 44,544,000 25.77%
2 NORTHERN TRUST CORP 732,265 18,109,000 10.48%
3 DIMENSIONAL FUND ADVISORS LP 511,077 12,639,000 7.31%
4 BlackRock Institutional Trust Company, N.A. 448,878 11,101,000 6.42%
5 VANGUARD GROUP INC 446,812 11,049,000 6.39%
6 BRYN MAWR CAPITAL MANAGEMENT INC 430,226 10,639,000 6.16%
7 BlackRock Fund Advisors 383,176 9,476,000 5.48%
8 SCHRODER INVESTMENT MANAGEMENT GROUP 273,000 6,751,290 3.91%
9 STATE STREET CORP 270,087 6,678,000 3.86%
10 PUTNAM INVESTMENTS LLC 247,160 6,113,000 3.54%
11 FMR LLC 218,900 5,413,000 3.13%
12 AT Bancorp 111,881 2,767,000 1.60%
13 Bank of New York Mellon Corp 98,767 2,443,000 1.41%
14 JPMORGAN CHASE & CO 84,218 2,082,000 1.20%
15 MALTESE CAPITAL MANAGEMENT LLC 72,500 1,793,000 1.04%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 71,627 1,771,000 1.02%
17 GEODE CAPITAL MANAGEMENT, LLC 69,712 1,723,000 1.00%
18 Nationwide Fund Advisors 64,587 1,597,000 0.92%
19 Nuveen Asset Management, LLC 55,735 1,378,000 0.80%
20 BlackRock Investment Management, LLC 50,445 1,248,000 0.72%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 40,382 999,000 0.58%
22 LSV ASSET MANAGEMENT 38,727 957,000 0.55%
23 MARTINGALE ASSET MANAGEMENT L P 34,860 863,000 0.50%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 28,712 710,000 0.41%
25 CREDIT SUISSE AG/ 27,204 673,000 0.39%
26 Invesco Ltd. 25,003 618,000 0.36%
27 US BANCORP \DE\ 24,694 611,000 0.35%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 24,621 609,000 0.35%
29 TEACHERS ADVISORS, LLC 22,909 567,000 0.33%
30 RHUMBLINE ADVISERS 20,655 511,000 0.30%
31 FIRST TRUST ADVISORS LP 18,521 458,000 0.26%
32 ALLIANCEBERNSTEIN L.P. 17,855 442,000 0.26%
33 PRUDENTIAL FINANCIAL INC 16,828 416,000 0.24%
34 Swiss National Bank 16,700 413,000 0.24%
35 COMERICA BANK 15,340 379,000 0.22%
36 LOMBARDIA CAPITAL PARTNERS LLC 14,800 366,000 0.21%
37 STRS OHIO 14,200 351,000 0.20%
38 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 13,903 344,000 0.20%
39 ICONIQ Capital, LLC 12,370 306,000 0.18%
40 METROPOLITAN LIFE INSURANCE CO/NY 12,184 301,000 0.17%
41 BRIDGEWAY CAPITAL MANAGEMENT, LLC 10,950 271,000 0.16%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 10,639 263,000 0.15%
43 AMERICAN INTERNATIONAL GROUP, INC. 10,289 254,447 0.15%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 10,200 252,000 0.15%
45 SII INVESTMENTS INC/WI 9,100 225,000 0.13%
46 BLACKROCK ADVISORS LLC 8,678 215,000 0.12%
47 VOYA INVESTMENT MANAGEMENT LLC 8,120 201,000 0.12%
48 PANAGORA ASSET MANAGEMENT INC 5,561 138,000 0.08%
49 Brandywine Global Investment Management, LLC 5,450 135,000 0.08%
50 DEUTSCHE BANK AG\ 5,297 130,000 0.08%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.