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HEARTLAND FINL USA INC
HEARTLAND FINL USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 111 Institutional holders with a total value of $296,143,289.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 1,755,545 63,709,000 21.51%
2 NORTHERN TRUST CORP 816,828 29,642,000 10.01%
3 VANGUARD GROUP INC 661,797 24,017,000 8.11%
4 DIMENSIONAL FUND ADVISORS LP 631,724 22,926,000 7.74%
5 BlackRock Institutional Trust Company, N.A. 527,291 19,135,000 6.46%
6 BlackRock Fund Advisors 448,290 16,268,000 5.49%
7 STATE STREET CORP 291,334 10,575,000 3.57%
8 JPMORGAN CHASE & CO 181,917 6,602,000 2.23%
9 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 165,716 6,014,000 2.03%
10 Horizon Investment Services, LLC 120,779 4,383,000 1.48%
11 PRUDENTIAL FINANCIAL INC 115,875 4,205,000 1.42%
12 GEODE CAPITAL MANAGEMENT, LLC 111,392 4,042,000 1.36%
13 RENAISSANCE TECHNOLOGIES LLC 109,500 3,974,000 1.34%
14 AT Bancorp 106,361 3,860,000 1.30%
15 MORGAN STANLEY 98,866 3,588,000 1.21%
16 Bank of New York Mellon Corp 87,093 3,160,000 1.07%
17 EMERALD MUTUAL FUND ADVISERS TRUST 85,252 3,094,000 1.04%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 74,630 2,708,000 0.91%
19 BRYN MAWR CAPITAL MANAGEMENT INC 72,618 2,635,000 0.89%
20 WELLS FARGO & COMPANY/MN 71,260 2,586,000 0.87%
21 FEDERATED HERMES, INC. 70,530 2,560,000 0.86%
22 BlackRock Investment Management, LLC 68,898 2,500,000 0.84%
23 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 64,500 2,341,000 0.79%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 63,110 2,291,000 0.77%
25 Nationwide Fund Advisors 57,295 2,079,000 0.70%
26 Numeric Investors LLC 56,631 2,055,000 0.69%
27 MARTINGALE ASSET MANAGEMENT L P 55,075 2,000,000 0.68%
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 52,800 1,916,000 0.65%
29 LSV ASSET MANAGEMENT 51,966 1,885,000 0.64%
30 MILLENNIUM MANAGEMENT LLC 51,840 1,881,000 0.64%
31 CHICAGO EQUITY PARTNERS LLC 51,783 1,879,000 0.63%
32 AMERICAN CENTURY COMPANIES INC 47,696 1,731,000 0.58%
33 SYSTEMATIC FINANCIAL MANAGEMENT LP 46,597 1,691,000 0.57%
34 Nuveen Asset Management, LLC 44,322 1,608,000 0.54%
35 RUSSELL FRANK CO/ 40,036 1,453,000 0.49%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 32,542 1,181,000 0.40%
37 Informed Momentum Co LLC 30,333 1,101,000 0.37%
38 BOGLE INVESTMENT MANAGEMENT L P /DE/ 29,410 1,067,000 0.36%
39 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 29,400 1,067,000 0.36%
40 QS Investors, LLC 28,790 1,045,000 0.35%
41 TEACHERS ADVISORS, LLC 28,409 1,031,000 0.35%
42 Matarin Capital Management, LLC 26,120 947,895 0.32%
43 US BANCORP \DE\ 25,264 917,000 0.31%
44 RHUMBLINE ADVISERS 25,259 917,000 0.31%
45 CREDIT SUISSE AG/ 24,565 891,000 0.30%
46 Invesco Ltd. 23,880 867,000 0.29%
47 ClariVest Asset Management LLC 23,700 860,000 0.29%
48 TWO SIGMA ADVISERS, LP 22,796 827,000 0.28%
49 AQR CAPITAL MANAGEMENT LLC 22,302 809,000 0.27%
50 Swiss National Bank 21,600 784,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.