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HEARTLAND FINL USA INC
HEARTLAND FINL USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 114 Institutional holders with a total value of $284,808,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 1,694,110 52,162,000 18.31%
2 NORTHERN TRUST CORP 820,210 25,255,000 8.87%
3 DIMENSIONAL FUND ADVISORS LP 694,803 21,394,000 7.51%
4 VANGUARD GROUP INC 680,540 20,954,000 7.36%
5 FINANCIAL COUNSELORS INC 622,447 19,165,000 6.73%
6 BlackRock Institutional Trust Company, N.A. 527,110 16,230,000 5.70%
7 BlackRock Fund Advisors 481,528 14,826,000 5.21%
8 STATE STREET CORP 319,539 9,835,000 3.45%
9 PRUDENTIAL FINANCIAL INC 193,875 5,969,000 2.10%
10 JPMORGAN CHASE & CO 189,301 5,830,000 2.05%
11 RENAISSANCE TECHNOLOGIES LLC 176,400 5,431,000 1.91%
12 NEW AMSTERDAM PARTNERS LLC/NY 151,948 4,678,000 1.64%
13 GEODE CAPITAL MANAGEMENT, LLC 130,135 4,006,000 1.41%
14 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 122,928 3,844,000 1.35%
15 AT Bancorp 118,607 3,652,000 1.28%
16 Nuveen Asset Management, LLC 108,869 3,352,000 1.18%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 93,101 2,867,000 1.01%
18 Bank of New York Mellon Corp 92,286 2,841,000 1.00%
19 WELLS FARGO & COMPANY/MN 81,650 2,514,000 0.88%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 78,283 2,411,000 0.85%
21 BlackRock Investment Management, LLC 74,998 2,309,000 0.81%
22 FEDERATED HERMES, INC. 69,112 2,128,000 0.75%
23 MORGAN STANLEY 67,965 2,092,000 0.73%
24 Brandywine Global Investment Management, LLC 65,289 2,011,000 0.71%
25 Nationwide Fund Advisors 62,090 2,001,000 0.70%
26 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 62,900 1,937,000 0.68%
27 LSV ASSET MANAGEMENT 56,166 1,729,000 0.61%
28 MILLENNIUM MANAGEMENT LLC 53,712 1,654,000 0.58%
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 52,800 1,626,000 0.57%
30 QS Investors, LLC 52,270 1,609,000 0.56%
31 MARTINGALE ASSET MANAGEMENT L P 50,996 1,571,000 0.55%
32 AMERICAN CENTURY COMPANIES INC 50,930 1,568,000 0.55%
33 AQR CAPITAL MANAGEMENT LLC 50,644 1,559,000 0.55%
34 DEUTSCHE BANK AG\ 48,808 1,502,000 0.53%
35 EMERALD MUTUAL FUND ADVISERS TRUST 44,752 1,378,000 0.48%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,028 1,232,000 0.43%
37 SYSTEMATIC FINANCIAL MANAGEMENT LP 39,745 1,223,000 0.43%
38 CORNERCAP INVESTMENT COUNSEL INC 37,640 1,159,000 0.41%
39 TEACHERS ADVISORS, LLC 36,061 1,110,000 0.39%
40 GUGGENHEIM CAPITAL LLC 32,902 1,013,000 0.36%
41 US BANCORP \DE\ 31,418 967,000 0.34%
42 RHUMBLINE ADVISERS 30,074 926,000 0.33%
43 ZPR Investment Management 30,080 926,000 0.33%
44 CREDIT SUISSE AG/ 29,637 913,000 0.32%
45 ClariVest Asset Management LLC 29,400 906,000 0.32%
46 ROYAL BANK OF CANADA 28,194 868,000 0.30%
47 CITIGROUP INC 26,944 830,000 0.29%
48 Municipal Employees' Retirement System of Michigan 26,770 824,000 0.29%
49 Swiss National Bank 26,600 790,000 0.28%
50 Consector Capital, LP 25,210 776,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.