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HEARTLAND FINL USA INC
HEARTLAND FINL USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 142 Institutional holders with a total value of $596,481,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DUBUQUE BANK & TRUST CO 1,637,173 78,584,000 13.17%
2 VANGUARD GROUP INC 924,830 44,392,000 7.44%
3 NORTHERN TRUST CORP 909,782 43,669,000 7.32%
4 DIMENSIONAL FUND ADVISORS LP 879,018 42,193,000 7.07%
5 BlackRock Fund Advisors 715,353 34,337,000 5.76%
6 BlackRock Institutional Trust Company, N.A. 595,326 28,576,000 4.79%
7 Allianz Asset Management GmbH 455,685 21,873,000 3.67%
8 STATE STREET CORP 401,025 19,248,000 3.23%
9 Phocas Financial Corp. 387,908 18,620,000 3.12% SH
10 Nuveen Asset Management, LLC 343,776 16,501,000 2.77%
11 PRUDENTIAL FINANCIAL INC 314,845 15,113,000 2.53%
12 FINANCIAL COUNSELORS INC 301,047 14,450,000 2.42%
13 Walthausen & Co., LLC 278,969 13,391,000 2.24%
14 PRINCIPAL FINANCIAL GROUP INC 218,900 10,507,000 1.76%
15 Bank of New York Mellon Corp 188,943 9,069,000 1.52%
16 GEODE CAPITAL MANAGEMENT, LLC 173,920 8,348,000 1.40%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 153,074 7,348,000 1.23%
18 RENAISSANCE TECHNOLOGIES LLC 152,000 7,296,000 1.22%
19 JPMORGAN CHASE & CO 150,404 7,220,000 1.21%
20 AMERICAN CENTURY COMPANIES INC 126,558 6,075,000 1.02%
21 MARTINGALE ASSET MANAGEMENT L P 119,933 5,757,000 0.97%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 116,850 5,609,000 0.94%
23 AQR CAPITAL MANAGEMENT LLC 115,832 5,560,000 0.93%
24 AT Bancorp 113,109 5,430,000 0.91%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 112,003 5,377,000 0.90%
26 WELLS FARGO & COMPANY/MN 111,006 5,327,000 0.89%
27 MORGAN STANLEY 108,734 5,219,000 0.87%
28 BlackRock Investment Management, LLC 92,238 4,427,000 0.74%
29 FIRST TRUST ADVISORS LP 91,063 4,371,000 0.73%
30 FSI GROUP, LLC 87,000 4,176,000 0.70%
31 KENNEDY CAPITAL MANAGEMENT LLC 82,214 3,946,000 0.66%
32 Brandywine Global Investment Management, LLC 81,320 3,904,000 0.65%
33 MILLENNIUM MANAGEMENT LLC 78,892 3,787,000 0.63%
34 LSV ASSET MANAGEMENT 69,682 3,344,000 0.56%
35 Informed Momentum Co LLC 57,570 2,763,000 0.46%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,522 2,569,000 0.43%
37 AMERIPRISE FINANCIAL INC 52,438 2,517,000 0.42%
38 TEACHERS ADVISORS, LLC 51,274 2,461,000 0.41%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 50,758 2,436,000 0.41%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,145 2,311,000 0.39%
41 Piermont Capital Management Inc. 47,940 2,301,000 0.39%
42 QS Investors, LLC 47,598 2,285,000 0.38%
43 FEDERATED HERMES, INC. 46,203 2,218,000 0.37%
44 NEW YORK STATE COMMON RETIREMENT FUND 46,069 2,211,000 0.37%
45 RUSSELL INVESTMENTS GROUP, LTD. 43,971 2,126,000 0.36%
46 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 44,050 2,114,000 0.35%
47 BANK OF MONTREAL /CAN/ 49,020 2,100,000 0.35%
48 Nationwide Fund Advisors 39,377 1,890,000 0.32%
49 CITIGROUP INC 37,805 1,815,000 0.30%
50 SYSTEMATIC FINANCIAL MANAGEMENT LP 37,650 1,807,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.