| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Investors Capital Advisory Services | 458,000 | 456,000 | 45.84% | ||
| 2 | DEUTSCHE BANK AG\ | 355,000 | 353,000 | 35.49% | PRN | |
| 3 | GOLDMAN SACHS GROUP INC | 111,000 | 111,000 | 11.16% | PRN | |
| 4 | HighTower Advisors, LLC | 28,000 | 28,000 | 2.81% | PRN | |
| 5 | Wellesley Asset Management | 24,815 | 24,783 | 2.49% | PRN | |
| 6 | Commonwealth Equity Services, Inc | 14,000 | 14,000 | 1.41% | ||
| 7 | Creative Planning | 8,000 | 8,000 | 0.80% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
