| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 12,426,000 | 10,936,000 | 96.80% | PRN | |
| 2 | Investors Capital Advisory Services | 170,000 | 149,000 | 1.32% | ||
| 3 | DEUTSCHE BANK AG\ | 163,000 | 143,000 | 1.27% | PRN | |
| 4 | Creative Planning | 41,000 | 36,000 | 0.32% | PRN | |
| 5 | HighTower Advisors, LLC | 17,000 | 15,000 | 0.13% | PRN | |
| 6 | Wellesley Asset Management | 12,392 | 10,952 | 0.10% | PRN | |
| 7 | WELLS FARGO & COMPANY/MN | 8,000 | 7,000 | 0.06% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
