| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 38,455,000 | 35,371,000 | 99.07% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 163,000 | 149,000 | 0.42% | PRN | |
| 3 | Investors Capital Advisory Services | 146,000 | 134,000 | 0.38% | ||
| 4 | HighTower Advisors, LLC | 27,000 | 25,000 | 0.07% | PRN | |
| 5 | Wellesley Asset Management | 11,287 | 10,374 | 0.03% | PRN | |
| 6 | WELLS FARGO & COMPANY/MN | 8,000 | 7,000 | 0.02% | PRN | |
| 7 | Creative Planning | 7,000 | 6,000 | 0.02% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
