| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Investors Capital Advisory Services | 240,000 | 216,000 | 39.25% | ||
| 2 | DEUTSCHE BANK AG\ | 212,950 | 192,000 | 34.89% | PRN | |
| 3 | GOLDMAN SACHS GROUP INC | 110,000 | 99,000 | 17.99% | PRN | |
| 4 | Wellesley Asset Management | 23,593 | 21,348 | 3.88% | PRN | |
| 5 | HighTower Advisors, LLC | 17,000 | 15,000 | 2.73% | PRN | |
| 6 | WELLS FARGO & COMPANY/MN | 8,000 | 7,000 | 1.27% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
