| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 322,000 | 327,000 | 52.43% | PRN | |
| 2 | Investors Capital Advisory Services | 229,000 | 232,000 | 37.20% | ||
| 3 | HighTower Advisors, LLC | 28,000 | 28,000 | 4.49% | PRN | |
| 4 | Wellesley Asset Management | 24,914 | 25,693 | 4.12% | PRN | |
| 5 | GOLDMAN SACHS GROUP INC | 11,000 | 11,000 | 1.76% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
