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UBS AG
UBS AG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 3 Institutional holders with a total value of $615,156.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Investors Capital Advisory Services 581,000 559,000 90.87%
2 Wellesley Asset Management 39,409 38,156 6.20% PRN
3 HighTower Advisors, LLC 19,000 18,000 2.93% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.