| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 838,000 | 893,000 | 58.82% | PRN | |
| 2 | Investors Capital Advisory Services | 427,000 | 455,000 | 29.97% | ||
| 3 | D.A. DAVIDSON & CO. | 100,000 | 106,000 | 6.98% | ||
| 4 | Wellesley Asset Management | 37,735 | 40,218 | 2.65% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 11,000 | 12,000 | 0.79% | PRN | |
| 6 | Creative Planning | 11,000 | 12,000 | 0.79% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
