| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | D.A. DAVIDSON & CO. | 150,000 | 161,000 | 61.88% | ||
| 2 | Wellesley Asset Management | 36,675 | 40,163 | 15.44% | PRN | |
| 3 | Creative Planning | 22,000 | 24,000 | 9.22% | PRN | |
| 4 | ADVISOR GROUP, INC. | 21 | 23,000 | 8.84% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 11,000 | 12,000 | 4.61% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
