| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 1,343,000 | 1,316,000 | 67.13% | PRN | |
| 2 | Investors Capital Advisory Services | 583,000 | 571,000 | 29.13% | ||
| 3 | Wellesley Asset Management | 38,989 | 38,252 | 1.95% | PRN | |
| 4 | HighTower Advisors, LLC | 19,000 | 19,000 | 0.97% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 11,000 | 11,000 | 0.56% | PRN | |
| 6 | Creative Planning | 5,000 | 5,000 | 0.26% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
