| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 718,000 | 721,000 | 52.82% | PRN | |
| 2 | Investors Capital Advisory Services | 406,000 | 407,000 | 29.82% | ||
| 3 | D.A. DAVIDSON & CO. | 150,000 | 155,000 | 11.36% | ||
| 4 | Wellesley Asset Management | 38,244 | 38,971 | 2.86% | PRN | |
| 5 | ADVISOR GROUP, INC. | 21 | 21,000 | 1.54% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 11,000 | 11,000 | 0.81% | PRN | |
| 7 | Creative Planning | 11,000 | 11,000 | 0.81% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
