| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 866,000 | 924,000 | 59.29% | PRN | |
| 2 | Investors Capital Advisory Services | 468,000 | 499,000 | 32.02% | ||
| 3 | Creative Planning | 59,000 | 63,000 | 4.04% | PRN | |
| 4 | Wellesley Asset Management | 37,847 | 40,352 | 2.59% | PRN | |
| 5 | New England Investment & Retirement Group, Inc. | 19,000 | 20,000 | 1.28% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 11,000 | 12,000 | 0.77% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
