| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,914,960 | 63,600,000 | 29.27% | ||
| 2 | Invesco Ltd. | 2,273,742 | 29,422,000 | 13.54% | PRN | |
| 3 | Advisors Asset Management, Inc. | 1,611,033 | 20,847,000 | 9.60% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,222,510 | 15,821,000 | 7.28% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 919,895 | 11,903,000 | 5.48% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 537,889 | 6,960,000 | 3.20% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 430,739 | 5,574,000 | 2.57% | ||
| 8 | 1832 Asset Management L.P. | 412,000 | 5,333,000 | 2.45% | ||
| 9 | STEEL PARTNERS HOLDINGS L.P. | 411,217 | 5,321,000 | 2.45% | ||
| 10 | LPL Financial LLC | 404,715 | 5,237,000 | 2.41% | ||
| 11 | NEWGATE CAPITAL MANAGEMENT LLC | 390,445 | 5,052,000 | 2.33% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 377,852 | 4,889,000 | 2.25% | ||
| 13 | Horizon Kinetics LLC | 286,793 | 3,711,000 | 1.71% | ||
| 14 | UBS AG | 240,940 | 3,118,000 | 1.44% | ||
| 15 | Trust Asset Management LLC | 224,386 | 2,904,000 | 1.34% | ||
| 16 | Nuveen Asset Management, LLC | 198,000 | 2,562,000 | 1.18% | ||
| 17 | WELLS FARGO & COMPANY/MN | 194,614 | 2,518,000 | 1.16% | ||
| 18 | CREDIT SUISSE AG/ | 190,337 | 2,463,000 | 1.13% | ||
| 19 | Absolute Return Capital, LLC | 165,850 | 2,146,000 | 0.99% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 130,494 | 1,689,000 | 0.78% | ||
| 21 | ROYAL BANK OF CANADA | 119,650 | 1,548,000 | 0.71% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 104,558 | 1,353,000 | 0.62% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 104,496 | 1,352,000 | 0.62% | ||
| 24 | Shaker Financial Services, LLC | 97,443 | 1,261,000 | 0.58% | ||
| 25 | STIFEL FINANCIAL CORP | 93,921 | 1,215,000 | 0.56% | ||
| 26 | NATIONAL PLANNING CORP | 85,883 | 1,102,000 | 0.51% | ||
| 27 | IMA Advisory Services, Inc. | 70,670 | 914,000 | 0.42% | ||
| 28 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 66,548 | 861,000 | 0.40% | ||
| 29 | ENVESTNET ASSET MANAGEMENT INC | 66,548 | 861,000 | 0.40% | ||
| 30 | FIRST TRUST ADVISORS LP | 50,938 | 659,000 | 0.30% | ||
| 31 | Cambridge Investment Research Advisors, Inc. | 38,912 | 504,000 | 0.23% | ||
| 32 | CITIGROUP INC | 37,531 | 486,000 | 0.22% | ||
| 33 | VSR Financial Services, Inc. | 36,629 | 474,000 | 0.22% | ||
| 34 | AQR CAPITAL MANAGEMENT LLC | 33,814 | 438,000 | 0.20% | ||
| 35 | DEUTSCHE BANK AG\ | 29,770 | 385,000 | 0.18% | ||
| 36 | GREAT LAKES ADVISORS, LLC | 29,406 | 381,000 | 0.18% | ||
| 37 | First Allied Advisory Services, Inc. | 21,047 | 271,000 | 0.12% | ||
| 38 | JANE STREET GROUP, LLC | 18,599 | 241,000 | 0.11% | ||
| 39 | OPPENHEIMER & CO INC | 16,189 | 210,000 | 0.10% | ||
| 40 | Kamunting Street Capital Management, L.P. | 15,581 | 202,000 | 0.09% | ||
| 41 | RAYMOND JAMES TRUST N.A. | 14,800 | 191,000 | 0.09% | ||
| 42 | Cetera Advisor Networks LLC | 14,021 | 182,000 | 0.08% | ||
| 43 | Placemark Investments, Inc. | 13,603 | 176,000 | 0.08% | ||
| 44 | Arete Wealth Advisors, LLC | 12,494 | 162,000 | 0.07% | ||
| 45 | CITY NATIONAL BANK | 11,887 | 154,000 | 0.07% | ||
| 46 | GOLDMAN SACHS GROUP INC | 10,622 | 137,000 | 0.06% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 9,618 | 124,457 | 0.06% | ||
| 48 | NEW ENGLAND SECURITIES CORP /MA/ | 7,173 | 93,000 | 0.04% | ||
| 49 | BANK OF MONTREAL /CAN/ | 5,597 | 72,000 | 0.03% | ||
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 5,590 | 72,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
