| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,941,789 | 59,154,000 | 23.13% | ||
| 2 | Invesco Ltd. | 1,776,491 | 21,265,000 | 8.31% | PRN | |
| 3 | Advisors Asset Management, Inc. | 1,570,557 | 18,800,000 | 7.35% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,305,818 | 15,630,000 | 6.11% | ||
| 5 | BESSEMER GROUP INC | 1,076,000 | 12,879,000 | 5.04% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 1,050,120 | 12,570,000 | 4.91% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 793,085 | 9,491,000 | 3.71% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 589,678 | 7,058,000 | 2.76% | ||
| 9 | DEUTSCHE BANK AG\ | 481,860 | 5,766,000 | 2.25% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 445,485 | 5,332,000 | 2.08% | ||
| 11 | STEEL PARTNERS HOLDINGS L.P. | 411,217 | 4,922,000 | 1.92% | ||
| 12 | JPMORGAN CHASE & CO | 409,912 | 4,907,000 | 1.92% | ||
| 13 | UBS Group AG | 409,391 | 4,900,000 | 1.92% | ||
| 14 | LPL Financial LLC | 400,864 | 4,802,000 | 1.88% | ||
| 15 | Trust Asset Management LLC | 385,972 | 4,620,000 | 1.81% | ||
| 16 | WELLS FARGO & COMPANY/MN | 346,920 | 4,153,000 | 1.62% | ||
| 17 | BB&T SECURITIES, LLC | 33,838 | 4,050,000 | 1.58% | ||
| 18 | 1832 Asset Management L.P. | 303,833 | 3,642,000 | 1.42% | ||
| 19 | Saba Capital Management, L.P. | 291,086 | 3,484,000 | 1.36% | ||
| 20 | Horizon Kinetics LLC | 263,328 | 3,152,000 | 1.23% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 258,167 | 3,090,000 | 1.21% | ||
| 22 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 251,268 | 3,073,000 | 1.20% | ||
| 23 | CITIGROUP INC | 256,650 | 3,073,000 | 1.20% | ||
| 24 | Yorktown Management & Research Co Inc | 210,000 | 2,514,000 | 0.98% | ||
| 25 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 193,175 | 2,313,000 | 0.90% | ||
| 26 | Taylor Frigon Capital Management LLC | 155,841 | 1,869,000 | 0.73% | ||
| 27 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 154,138 | 1,845,000 | 0.72% | ||
| 28 | Nuveen Asset Management, LLC | 147,500 | 1,766,000 | 0.69% | ||
| 29 | CREDIT SUISSE AG/ | 145,012 | 1,736,000 | 0.68% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 141,946 | 1,699,000 | 0.66% | ||
| 31 | AQR ARBITRAGE LLC | 136,278 | 1,631,000 | 0.64% | ||
| 32 | NATIONAL PLANNING CORP | 130,231 | 1,591,000 | 0.62% | ||
| 33 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 129,127 | 1,546,000 | 0.60% | ||
| 34 | Capital Investment Advisors, LLC | 100,218 | 1,526,000 | 0.60% | ||
| 35 | Laurion Capital Management LP | 121,353 | 1,453,000 | 0.57% | ||
| 36 | COHEN & STEERS, INC. | 115,326 | 1,380,000 | 0.54% | ||
| 37 | COHEN & STEERS CAPITAL MANAGEMENT INC | 115,326 | 1,380,000 | 0.54% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 110,415 | 1,322,000 | 0.52% | ||
| 39 | Shaker Financial Services, LLC | 108,009 | 1,293,000 | 0.51% | ||
| 40 | WOLVERINE ASSET MANAGEMENT LLC | 105,108 | 1,258,000 | 0.49% | ||
| 41 | STIFEL FINANCIAL CORP | 96,594 | 1,156,000 | 0.45% | ||
| 42 | ROYAL BANK OF CANADA | 92,170 | 1,103,000 | 0.43% | ||
| 43 | DOLIVER ADVISORS, LP | 76,689 | 918,000 | 0.36% | ||
| 44 | HUNTINGTON NATIONAL BANK | 72,764 | 871,000 | 0.34% | ||
| 45 | FIRST TRUST ADVISORS LP | 61,682 | 738,000 | 0.29% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 25,718 | 307,844 | 0.12% | ||
| 47 | Genesis Wealth Advisors, LLC | 25,000 | 299,500 | 0.12% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 21,571 | 258,000 | 0.10% | ||
| 49 | GOLDMAN SACHS GROUP INC | 21,370 | 256,000 | 0.10% | ||
| 50 | Coe Capital Management, LLC | 20,000 | 239,400 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
