| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,564,174 | 64,599,000 | 26.47% | ||
| 2 | BESSEMER GROUP INC | 1,606,832 | 18,655,000 | 7.64% | ||
| 3 | Invesco Ltd. | 1,573,138 | 18,264,000 | 7.48% | PRN | |
| 4 | Advisors Asset Management, Inc. | 1,360,822 | 15,799,000 | 6.47% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,343,332 | 15,596,000 | 6.39% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,311,609 | 15,228,000 | 6.24% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 1,074,670 | 12,477,000 | 5.11% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 698,057 | 8,106,000 | 3.32% | ||
| 9 | UBS Group AG | 443,248 | 5,146,000 | 2.11% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 439,806 | 5,073,000 | 2.08% | ||
| 11 | LPL Financial LLC | 424,966 | 4,989,000 | 2.04% | ||
| 12 | WELLS FARGO & COMPANY/MN | 424,049 | 4,924,000 | 2.02% | ||
| 13 | JPMORGAN CHASE & CO | 417,555 | 4,848,000 | 1.99% | ||
| 14 | Trust Asset Management LLC | 369,862 | 4,294,000 | 1.76% | ||
| 15 | Yorktown Management & Research Co Inc | 340,000 | 3,947,000 | 1.62% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 338,775 | 3,933,000 | 1.61% | ||
| 17 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 325,666 | 3,781,000 | 1.55% | ||
| 18 | 1832 Asset Management L.P. | 303,833 | 3,523,000 | 1.44% | ||
| 19 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 198,998 | 2,309,000 | 0.95% | ||
| 20 | Horizon Kinetics LLC | 194,498 | 2,258,000 | 0.93% | ||
| 21 | COHEN & STEERS, INC. | 178,202 | 2,069,000 | 0.85% | ||
| 22 | Nuveen Asset Management, LLC | 147,500 | 1,712,000 | 0.70% | ||
| 23 | Capital Investment Advisors, LLC | 145,222 | 1,686,000 | 0.69% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 144,481 | 1,677,000 | 0.69% | ||
| 25 | NATIONAL PLANNING CORP | 145,691 | 1,658,000 | 0.68% | ||
| 26 | AQR ARBITRAGE LLC | 134,378 | 1,560,000 | 0.64% | ||
| 27 | Taylor Frigon Capital Management LLC | 128,665 | 1,511,000 | 0.62% | ||
| 28 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 123,163 | 1,430,000 | 0.59% | ||
| 29 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 99,566 | 1,156,000 | 0.47% | ||
| 30 | Shaker Financial Services, LLC | 88,622 | 1,029,000 | 0.42% | ||
| 31 | DEUTSCHE BANK AG\ | 87,000 | 1,010,000 | 0.41% | ||
| 32 | FIRST TRUST ADVISORS LP | 86,308 | 1,002,000 | 0.41% | ||
| 33 | ROYAL BANK OF CANADA | 85,781 | 996,000 | 0.41% | ||
| 34 | Vident Investment Advisory, LLC | 78,553 | 912,000 | 0.37% | ||
| 35 | DOLIVER ADVISORS, LP | 71,739 | 833,000 | 0.34% | ||
| 36 | STIFEL FINANCIAL CORP | 65,252 | 758,000 | 0.31% | ||
| 37 | BB&T SECURITIES, LLC | 46,905 | 544,000 | 0.22% | ||
| 38 | HUNTINGTON NATIONAL BANK | 46,328 | 538,000 | 0.22% | PRN | |
| 39 | Ionic Capital Management LLC | 44,523 | 517,000 | 0.21% | ||
| 40 | CREDIT SUISSE AG/ | 42,809 | 497,000 | 0.20% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 28,654 | 333,000 | 0.14% | ||
| 42 | Allen Investment Management, LLC | 28,468 | 331,000 | 0.14% | ||
| 43 | Genesis Wealth Advisors, LLC | 27,518 | 319,492 | 0.13% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 25,718 | 298,586 | 0.12% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 22,778 | 264,000 | 0.11% | ||
| 46 | Prospera Financial Services Inc | 16,890 | 196,000 | 0.08% | ||
| 47 | RAYMOND JAMES TRUST N.A. | 16,071 | 187,000 | 0.08% | ||
| 48 | STALEY CAPITAL ADVISERS INC | 13,500 | 157,000 | 0.06% | ||
| 49 | DENVER INVESTMENT ADVISORS LLC | 13,371 | 155,000 | 0.06% | ||
| 50 | Cetera Advisor Networks LLC | 12,684 | 151,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
