| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,311,859 | 58,537,000 | 21.73% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,931,945 | 21,290,000 | 7.90% | ||
| 3 | BESSEMER GROUP INC | 1,769,993 | 19,505,000 | 7.24% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,523,348 | 16,787,000 | 6.23% | ||
| 5 | JPMORGAN CHASE & CO | 1,461,926 | 16,110,000 | 5.98% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 1,172,288 | 12,919,000 | 4.79% | ||
| 7 | Invesco Ltd. | 1,011,922 | 11,151,000 | 4.14% | ||
| 8 | Advisors Asset Management, Inc. | 981,686 | 10,818,000 | 4.01% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 834,057 | 9,191,000 | 3.41% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 680,576 | 7,500,000 | 2.78% | ||
| 11 | Laurion Capital Management LP | 666,932 | 7,350,000 | 2.73% | ||
| 12 | UBS Group AG | 593,513 | 6,540,000 | 2.43% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 487,797 | 5,339,000 | 1.98% | ||
| 14 | WELLS FARGO & COMPANY/MN | 476,912 | 5,256,000 | 1.95% | ||
| 15 | Yorktown Management & Research Co Inc | 420,000 | 4,628,000 | 1.72% | ||
| 16 | 1832 Asset Management L.P. | 395,164 | 4,384,000 | 1.63% | ||
| 17 | ENVESTNET ASSET MANAGEMENT INC | 372,571 | 4,106,000 | 1.52% | ||
| 18 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 366,627 | 4,033,000 | 1.50% | ||
| 19 | DEUTSCHE BANK AG\ | 365,500 | 4,027,000 | 1.49% | ||
| 20 | COHEN & STEERS, INC. | 347,846 | 3,833,000 | 1.42% | ||
| 21 | LPL Financial LLC | 321,522 | 3,540,000 | 1.31% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 240,445 | 2,650,000 | 0.98% | ||
| 23 | STIFEL FINANCIAL CORP | 225,085 | 2,480,000 | 0.92% | ||
| 24 | Ionic Capital Management LLC | 201,104 | 2,216,000 | 0.82% | ||
| 25 | BANK OF MONTREAL /CAN/ | 198,667 | 2,189,000 | 0.81% | ||
| 26 | Nuveen Asset Management, LLC | 191,500 | 2,110,000 | 0.78% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 170,020 | 1,874,000 | 0.70% | ||
| 28 | Arlington Capital Management, Inc. | 169,229 | 1,865,000 | 0.69% | ||
| 29 | NATIONAL PLANNING CORP | 154,838 | 1,767,000 | 0.66% | ||
| 30 | ROYAL BANK OF CANADA | 130,199 | 1,435,000 | 0.53% | ||
| 31 | Horizon Kinetics LLC | 98,015 | 1,080,000 | 0.40% | ||
| 32 | Vident Investment Advisory, LLC | 93,375 | 1,029,000 | 0.38% | ||
| 33 | Trust Asset Management LLC | 87,597 | 965,000 | 0.36% | ||
| 34 | FIRST TRUST ADVISORS LP | 80,252 | 884,000 | 0.33% | ||
| 35 | Jaffetilchin Investment Partners, LLC | 76,453 | 843,000 | 0.31% | ||
| 36 | Aviance Capital Partners, LLC | 70,129 | 773,000 | 0.29% | ||
| 37 | Kohlberg Kravis Roberts & Co. L.P. | 63,600 | 701,000 | 0.26% | ||
| 38 | AQR ARBITRAGE LLC | 62,919 | 693,000 | 0.26% | ||
| 39 | Saba Capital Management, L.P. | 51,414 | 567,000 | 0.21% | ||
| 40 | ADVISOR GROUP, INC. | 49,586 | 545,000 | 0.20% | ||
| 41 | Camelot Portfolios, LLC | 47,389 | 522,000 | 0.19% | ||
| 42 | Capital Investment Advisors, LLC | 46,428 | 512,000 | 0.19% | ||
| 43 | Hilton Capital Management, LLC | 41,280 | 455,000 | 0.17% | PRN | |
| 44 | CIBC Private Wealth Group LLC | 38,417 | 423,000 | 0.16% | ||
| 45 | Greenwich Wealth Management LLC | 30,300 | 334,000 | 0.12% | ||
| 46 | SHEPHERD KAPLAN KROCHUK, LLC | 26,600 | 293,000 | 0.11% | ||
| 47 | HUNTINGTON NATIONAL BANK | 24,952 | 275,000 | 0.10% | PRN | |
| 48 | M&T BANK CORP | 24,450 | 269,000 | 0.10% | ||
| 49 | Cambridge Investment Research Advisors, Inc. | 23,632 | 260,000 | 0.10% | ||
| 50 | TELEMUS CAPITAL, LLC | 22,959 | 253,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
