| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,612,698 | 31,411,000 | 19.19% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 4,986,030 | 23,684,000 | 14.47% | ||
| 3 | Invesco Ltd. | 3,945,179 | 18,740,000 | 11.45% | ||
| 4 | RESTRUCTURING CAPITAL ASSOCIATES LP | 3,065,264 | 14,560,000 | 8.90% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,594,005 | 7,571,000 | 4.63% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 1,384,617 | 6,577,000 | 4.02% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 1,291,635 | 6,135,000 | 3.75% | ||
| 8 | Bain Capital Credit, LP | 1,001,178 | 4,756,000 | 2.91% | ||
| 9 | JPMORGAN CHASE & CO | 877,930 | 4,170,000 | 2.55% | ||
| 10 | LPL Financial LLC | 797,710 | 3,773,000 | 2.31% | ||
| 11 | UBS AG | 622,849 | 2,959,000 | 1.81% | ||
| 12 | WELLS FARGO & COMPANY/MN | 610,685 | 2,901,000 | 1.77% | ||
| 13 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 592,734 | 2,815,000 | 1.72% | ||
| 14 | CORNERSTONE ADVISORS INC | 587,517 | 2,791,000 | 1.71% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 566,783 | 2,692,000 | 1.64% | ||
| 16 | Hatteras Investment Partners, LP | 535,966 | 2,546,000 | 1.56% | ||
| 17 | Horizon Kinetics LLC | 500,784 | 2,378,000 | 1.45% | ||
| 18 | Trust Asset Management LLC | 422,604 | 2,117,000 | 1.29% | ||
| 19 | PRUDENTIAL PLC | 407,025 | 1,933,000 | 1.18% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 327,340 | 1,555,000 | 0.95% | ||
| 21 | Advisors Asset Management, Inc. | 268,282 | 1,274,000 | 0.78% | ||
| 22 | MERIDIAN INVESTMENT COUNSEL INC. | 266,743 | 1,267,000 | 0.77% | ||
| 23 | Westchester Capital Management, LLC | 240,801 | 1,144,000 | 0.70% | ||
| 24 | IMA Advisory Services, Inc. | 232,620 | 1,105,000 | 0.68% | ||
| 25 | HUNTINGTON NATIONAL BANK | 191,124 | 908,000 | 0.55% | PRN | |
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 184,134 | 875,000 | 0.53% | ||
| 27 | CITIGROUP INC | 169,970 | 807,000 | 0.49% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 163,553 | 776,000 | 0.47% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 161,717 | 768,000 | 0.47% | ||
| 30 | WealthTrust Axiom LLC | 95,406 | 453,000 | 0.28% | ||
| 31 | OPPENHEIMER & CO INC | 92,150 | 437,000 | 0.27% | ||
| 32 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 83,500 | 397,000 | 0.24% | ||
| 33 | DOLIVER ADVISORS, LP | 83,461 | 396,000 | 0.24% | ||
| 34 | Atria Investments, Inc | 82,223 | 391,000 | 0.24% | ||
| 35 | Saba Capital Management, L.P. | 78,026 | 371,000 | 0.23% | ||
| 36 | BAR HARBOR WEALTH MANAGEMENT | 65,355 | 310,000 | 0.19% | ||
| 37 | Eos Management, L.P. | 60,386 | 287,000 | 0.18% | ||
| 38 | RAYMOND JAMES & ASSOCIATES | 56,613 | 269,000 | 0.16% | ||
| 39 | STIFEL FINANCIAL CORP | 55,509 | 264,000 | 0.16% | ||
| 40 | US BANCORP \DE\ | 54,714 | 260,000 | 0.16% | ||
| 41 | ROYAL BANK OF CANADA | 52,391 | 248,000 | 0.15% | ||
| 42 | CREDIT SUISSE AG/ | 50,415 | 239,000 | 0.15% | ||
| 43 | Horizon Investment Services, LLC | 5,891 | 233,000 | 0.14% | ||
| 44 | Fernwood Investment Management, LLC | 48,876 | 232,000 | 0.14% | ||
| 45 | Janney Montgomery Scott LLC | 47,366 | 224,990 | 0.14% | ||
| 46 | Private Advisor Group, LLC | 43,942 | 209,000 | 0.13% | ||
| 47 | AMERIPRISE FINANCIAL INC | 41,500 | 197,000 | 0.12% | ||
| 48 | Granite Investment Advisors, LLC | 41,300 | 196,000 | 0.12% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 39,769 | 188,903 | 0.12% | ||
| 50 | M&T BANK CORP | 38,854 | 185,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
