| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 8,949,118 | 37,407,000 | 15.39% | ||
| 2 | MORGAN STANLEY | 6,722,049 | 28,099,000 | 11.56% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 6,004,146 | 25,097,000 | 10.33% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 4,762,425 | 19,907,000 | 8.19% | ||
| 5 | BESSEMER GROUP INC | 3,508,239 | 14,664,000 | 6.03% | ||
| 6 | RESTRUCTURING CAPITAL ASSOCIATES LP | 3,352,276 | 14,013,000 | 5.77% | ||
| 7 | Invesco Ltd. | 2,295,514 | 9,595,000 | 3.95% | ||
| 8 | NEWGATE CAPITAL MANAGEMENT LLC | 1,954,365 | 8,122,000 | 3.34% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,747,277 | 7,304,000 | 3.01% | ||
| 10 | Westchester Capital Management, LLC | 1,601,382 | 6,694,000 | 2.75% | ||
| 11 | Oxbow Advisors, LLC | 1,443,631 | 6,034,000 | 2.48% | ||
| 12 | JPMORGAN CHASE & CO | 1,275,440 | 5,331,000 | 2.19% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 1,199,913 | 5,016,000 | 2.06% | ||
| 14 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,204,920 | 4,820,000 | 1.98% | ||
| 15 | EATON VANCE MANAGEMENT | 1,260,253 | 4,814,000 | 1.98% | ||
| 16 | WELLS FARGO & COMPANY/MN | 1,073,207 | 4,486,000 | 1.85% | ||
| 17 | UBS Group AG | 842,884 | 3,523,000 | 1.45% | ||
| 18 | PRUDENTIAL PLC | 837,374 | 3,500,000 | 1.44% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 824,372 | 3,446,000 | 1.42% | ||
| 20 | LPL Financial LLC | 811,651 | 3,401,000 | 1.40% | ||
| 21 | Camelot Portfolios, LLC | 645,286 | 2,697,000 | 1.11% | ||
| 22 | 1607 Capital Partners, LLC | 541,632 | 2,264,000 | 0.93% | ||
| 23 | BLACKROCK ADVISORS LLC | 499,939 | 2,090,000 | 0.86% | ||
| 24 | Yorktown Management & Research Co Inc | 420,000 | 1,756,000 | 0.72% | ||
| 25 | Ionic Capital Management LLC | 336,764 | 1,408,000 | 0.58% | ||
| 26 | GENEOS WEALTH MANAGEMENT INC. | 325,287 | 1,366,000 | 0.56% | ||
| 27 | COMERICA SECURITIES INC | 318,369 | 1,331,000 | 0.55% | ||
| 28 | STIFEL FINANCIAL CORP | 309,238 | 1,293,000 | 0.53% | ||
| 29 | 1832 Asset Management L.P. | 300,000 | 1,262,000 | 0.52% | ||
| 30 | MERIDIAN INVESTMENT COUNSEL INC. | 248,981 | 1,041,000 | 0.43% | ||
| 31 | Shaker Financial Services, LLC | 244,199 | 1,021,000 | 0.42% | ||
| 32 | ROBINSON CAPITAL MANAGEMENT, LLC | 208,032 | 870,000 | 0.36% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 163,480 | 683,000 | 0.28% | ||
| 34 | Arete Wealth Advisors, LLC | 158,144 | 661,000 | 0.27% | ||
| 35 | Horizon Kinetics LLC | 146,671 | 613,000 | 0.25% | ||
| 36 | Klingman & Associates, LLC | 129,822 | 543,000 | 0.22% | ||
| 37 | CITIGROUP INC | 124,083 | 519,000 | 0.21% | ||
| 38 | OPPENHEIMER & CO INC | 92,268 | 386,000 | 0.16% | ||
| 39 | RAYMOND JAMES & ASSOCIATES | 82,355 | 344,000 | 0.14% | ||
| 40 | WealthTrust Axiom LLC | 75,573 | 315,000 | 0.13% | ||
| 41 | WOLVERINE ASSET MANAGEMENT LLC | 71,787 | 300,000 | 0.12% | ||
| 42 | BAR HARBOR WEALTH MANAGEMENT | 69,851 | 292,000 | 0.12% | ||
| 43 | AMERIPRISE FINANCIAL INC | 59,166 | 247,000 | 0.10% | ||
| 44 | Advisors Asset Management, Inc. | 58,389 | 244,000 | 0.10% | ||
| 45 | ADVISOR GROUP, INC. | 53,208 | 220,000 | 0.09% | ||
| 46 | CITADEL ADVISORS LLC | 46,494 | 194,000 | 0.08% | ||
| 47 | Fernwood Investment Management, LLC | 43,876 | 183,000 | 0.08% | ||
| 48 | Private Advisor Group, LLC | 41,765 | 175,000 | 0.07% | ||
| 49 | Granite Investment Advisors, LLC | 41,300 | 173,000 | 0.07% | ||
| 50 | ROYAL BANK OF CANADA | 41,524 | 173,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
