| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 7,403,919 | 33,761,000 | 18.05% | ||
| 2 | BAILLIE GIFFORD & CO | 4,140,000 | 18,878,000 | 10.09% | ||
| 3 | Invesco Ltd. | 3,935,222 | 17,945,000 | 9.59% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 3,816,465 | 17,403,000 | 9.30% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 3,374,305 | 15,387,000 | 8.23% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 2,376,705 | 10,838,000 | 5.79% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 1,435,041 | 6,543,000 | 3.50% | ||
| 8 | NEWGATE CAPITAL MANAGEMENT LLC | 1,132,507 | 5,132,000 | 2.74% | ||
| 9 | Bain Capital Credit, LP | 1,008,203 | 4,597,000 | 2.46% | ||
| 10 | 1832 Asset Management L.P. | 1,000,000 | 4,555,000 | 2.43% | ||
| 11 | JPMORGAN CHASE & CO | 891,295 | 4,064,000 | 2.17% | ||
| 12 | Trust Asset Management LLC | 770,942 | 3,515,000 | 1.88% | ||
| 13 | LPL Financial LLC | 755,227 | 3,444,000 | 1.84% | ||
| 14 | WELLS FARGO & COMPANY/MN | 750,884 | 3,424,000 | 1.83% | ||
| 15 | Atria Investments, Inc | 668,286 | 3,047,000 | 1.63% | ||
| 16 | UBS Group AG | 585,343 | 2,669,000 | 1.43% | ||
| 17 | CORNERSTONE ADVISORS INC | 567,217 | 2,587,000 | 1.38% | ||
| 18 | Hatteras Investment Partners, LP | 535,966 | 2,444,000 | 1.31% | ||
| 19 | Laurion Capital Management LP | 525,878 | 2,398,000 | 1.28% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 458,343 | 2,090,000 | 1.12% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 450,949 | 2,056,000 | 1.10% | ||
| 22 | PRUDENTIAL PLC | 407,025 | 1,856,000 | 0.99% | ||
| 23 | SG Americas Securities, LLC | 292,393 | 1,333,000 | 0.71% | ||
| 24 | CITIGROUP INC | 275,704 | 1,257,000 | 0.67% | ||
| 25 | MERIDIAN INVESTMENT COUNSEL INC. | 266,772 | 1,216,000 | 0.65% | ||
| 26 | Westchester Capital Management, LLC | 240,801 | 1,098,000 | 0.59% | ||
| 27 | HUNTINGTON NATIONAL BANK | 191,124 | 872,000 | 0.47% | PRN | |
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 187,081 | 853,000 | 0.46% | ||
| 29 | OTA Financial Group L.P. | 158,478 | 722,000 | 0.39% | ||
| 30 | DRW Securities, LLC | 155,109 | 707,000 | 0.38% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 143,667 | 655,000 | 0.35% | ||
| 32 | WOLVERINE ASSET MANAGEMENT LLC | 133,622 | 609,000 | 0.33% | ||
| 33 | Klingman & Associates, LLC | 127,453 | 581,000 | 0.31% | ||
| 34 | CTC Alternative Strategies, Ltd. | 106,960 | 487,737 | 0.26% | ||
| 35 | DOLIVER ADVISORS, LP | 103,737 | 473,000 | 0.25% | ||
| 36 | GOLDMAN SACHS GROUP INC | 96,323 | 439,000 | 0.23% | ||
| 37 | WealthTrust Axiom LLC | 93,417 | 425,000 | 0.23% | ||
| 38 | DEUTSCHE BANK AG\ | 83,500 | 380,000 | 0.20% | ||
| 39 | Saba Capital Management, L.P. | 78,370 | 357,000 | 0.19% | ||
| 40 | ROYAL BANK OF CANADA | 73,633 | 335,000 | 0.18% | ||
| 41 | BAR HARBOR WEALTH MANAGEMENT | 65,355 | 298,000 | 0.16% | ||
| 42 | RAYMOND JAMES & ASSOCIATES | 50,691 | 231,000 | 0.12% | ||
| 43 | STIFEL FINANCIAL CORP | 49,531 | 226,000 | 0.12% | ||
| 44 | Fernwood Investment Management, LLC | 48,876 | 223,000 | 0.12% | ||
| 45 | AMERIPRISE FINANCIAL INC | 48,163 | 220,000 | 0.12% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 45,676 | 208,280 | 0.11% | ||
| 47 | US BANCORP \DE\ | 45,714 | 208,000 | 0.11% | ||
| 48 | CAZ INVESTMENTS LP | 45,242 | 206,000 | 0.11% | ||
| 49 | Private Advisor Group, LLC | 41,942 | 191,000 | 0.10% | ||
| 50 | Granite Investment Advisors, LLC | 41,300 | 188,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
