| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,014,058 | 8,427,000 | 18.46% | ||
| 2 | FRANKLIN RESOURCES INC | 655,870 | 5,450,000 | 11.94% | ||
| 3 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 585,313 | 4,864,000 | 10.65% | ||
| 4 | UBS AG | 540,479 | 4,491,000 | 9.84% | ||
| 5 | Yorktown Management & Research Co Inc | 473,000 | 3,931,000 | 8.61% | ||
| 6 | TWO SIGMA ADVISERS, LP | 265,204 | 2,204,000 | 4.83% | ||
| 7 | TWO SIGMA INVESTMENTS, LP | 207,318 | 1,723,000 | 3.77% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 167,812 | 1,395,000 | 3.06% | ||
| 9 | KENNEDY CAPITAL MANAGEMENT LLC | 144,375 | 1,200,000 | 2.63% | ||
| 10 | BlackRock Group LTD | 141,081 | 1,172,000 | 2.57% | ||
| 11 | MORGAN STANLEY | 138,673 | 1,152,000 | 2.52% | ||
| 12 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 112,400 | 934,000 | 2.05% | ||
| 13 | Texas Yale Capital Corp. | 103,100 | 857,000 | 1.88% | ||
| 14 | VAN ECK ASSOCIATES CORP | 76,535 | 636,000 | 1.39% | ||
| 15 | STIFEL FINANCIAL CORP | 74,200 | 617,000 | 1.35% | ||
| 16 | CITADEL ADVISORS LLC | 73,088 | 608,000 | 1.33% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 65,591 | 545,000 | 1.19% | ||
| 18 | WELLS FARGO & COMPANY/MN | 58,721 | 488,000 | 1.07% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 48,106 | 399,000 | 0.87% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 47,448 | 394,000 | 0.86% | ||
| 21 | MUFG Securities EMEA plc | 47,000 | 390,570 | 0.86% | ||
| 22 | STATE STREET CORP | 43,914 | 365,000 | 0.80% | ||
| 23 | D. E. Shaw & Co., Inc. | 42,691 | 355,000 | 0.78% | ||
| 24 | Sterling Capital Management LLC | 42,045 | 349,000 | 0.76% | ||
| 25 | AQR CAPITAL MANAGEMENT LLC | 37,800 | 314,000 | 0.69% | ||
| 26 | GOLDMAN SACHS GROUP INC | 37,139 | 309,000 | 0.68% | ||
| 27 | Legal & General Group Plc | 33,005 | 275,000 | 0.60% | ||
| 28 | TFS CAPITAL LLC | 26,321 | 219,000 | 0.48% | ||
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,700 | 214,000 | 0.47% | Put | |
| 30 | DEUTSCHE BANK AG\ | 25,593 | 212,000 | 0.46% | ||
| 31 | JANE STREET GROUP, LLC | 17,724 | 147,000 | 0.32% | ||
| 32 | RAYMOND JAMES TRUST N.A. | 16,650 | 138,000 | 0.30% | ||
| 33 | CITIGROUP INC | 15,790 | 131,000 | 0.29% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,910 | 116,000 | 0.25% | ||
| 35 | ROYAL BANK OF CANADA | 11,765 | 98,000 | 0.21% | ||
| 36 | Cetera Advisor Networks LLC | 10,679 | 88,000 | 0.19% | ||
| 37 | Commonwealth Equity Services, Inc | 10,255 | 85,000 | 0.19% | ||
| 38 | Spot Trading L.L.C | 7,500 | 62,000 | 0.14% | Put | |
| 39 | WFG Advisors, LP | 6,000 | 50,000 | 0.11% | ||
| 40 | Creative Planning | 6,000 | 50,000 | 0.11% | ||
| 41 | US BANCORP \DE\ | 5,500 | 46,000 | 0.10% | ||
| 42 | B. Riley Wealth Management, Inc. | 4,500 | 37,000 | 0.08% | ||
| 43 | MSI Financial Services Inc | 3,578 | 30,000 | 0.07% | ||
| 44 | Spot Trading L.L.C | 3,509 | 29,000 | 0.06% | ||
| 45 | AMERIPRISE FINANCIAL INC | 2,950 | 25,000 | 0.05% | ||
| 46 | FIFTH THIRD BANCORP | 2,556 | 21,000 | 0.05% | ||
| 47 | Ground Swell Capital, LLC | 1,425 | 12,000 | 0.03% | ||
| 48 | Tower Research Capital LLC (TRC) | 211 | 2,000 | 0.00% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 65 | 540 | 0.00% | ||
| 50 | GLENMEDE TRUST CO NA | 192 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
